Mich. Admin. Code R. 432.1224 - General reporting requirements; obligation to report certain events
Rule 224.
(1) A
casino licensee or casino license applicant must provide to the board and to
the Michigan state police personnel assigned to assist the board an immediate
oral report, followed by a written report, of suspected criminal activity
occurring in or related to the casino or casino enterprise at the time the
casino licensee or casino license applicant becomes aware of the
activity.
(2) A casino licensee or
casino license applicant must notify the board and Michigan state police
personnel assigned to assist the board immediately after management of its
security or surveillance department receives a request for assistance from law
enforcement officers conducting business in a casino enterprise.
(3) A supplier licensee must provide to the
board a written report of suspected criminal activity related to the supplier
licensees operations at the time the supplier licensee becomes aware of the
activity.
(4) A person who applies
for or holds a casino license or supplier license shall provide written notice
to the board at the time the person becomes aware of any of the following:
(a) A violation or apparent violation of the
act or these rules by any of the following entities:
(i) A person who applies for or holds a
casino license or supplier license.
(ii) A key person, an employee of a person
applying for or holding a casino license or supplier license, or a key person
of a holding company or affiliate of casino licensee or supplier
licensee.
(iii) A person who acts,
or is authorized to act, on behalf of or in furtherance of the interests of the
casino license or supplier license applicant or licensee, or a holding company
or affiliate that is in control of the applicant or licensee.
(b) The initiation of any
investigation that could, or any action that does, result in the imposition of
any civil, criminal, or administrative sanction or penalty upon a person who
applies for or holds a casino license or supplier license.
(c) To the extent known, the initiation of
any investigation that could, or any action that does, result in the imposition
of any civil, criminal, or administrative sanction or penalty upon a person who
applies for or holds an occupational license.
(d) The filing of any criminal, civil, or
administrative complaint against a holding company or affiliate that has
control of the applicant or holder of a casino license or supplier license that
relates to the eligibility and suitability of the applicant or licensee to hold
a casino license or supplier license in this state under the act and these
rules.
(e) The receipt of a
subpoena that requires testimony by the person applying for or holding the
casino license or supplier license, or by a key person, holding company or
affiliate in control of the person applying for or holding the casino license
or supplier license, that relates to the gambling or casino operations or
business practices of the applicant or licensee in this state or any other
jurisdiction.
(f) When a person who
applies for or holds a casino license or supplier license has filed, or has
been served with, a complaint or other notice filed with a public body
regarding a delinquency in the payment of, or a dispute over the filings
concerning the payment of, a tax required under federal, state, or local law,
including all of the following information:
(i) The tax amount.
(ii) Type of tax.
(iii) The taxing agency.
(iv) The time periods involved.
(g) A bankruptcy, receivership, or
debt adjustment initiated by or against the person applying for or holding a
casino license or supplier license or an officer, director, holding company, or
an affiliate that is in control of the person applying for or holding a casino
license or supplier license.
(h) A
compliance review conducted by the Internal Revenue Service in accordance with
31 USC
5311 to
9705,
relating to the person applying for or holding the casino license or supplier
license, an officer, a director, a holding company, or an affiliate that is in
control of the person applying for or holding the casino license or supplier
license. The person applying for or holding the casino license or supplier
license must provide the board and Michigan state police personnel assigned to
assist the board with a copy of the compliance review report or its equivalent
within 10 days of the receipt of the report.
(i) A violation of applicable city ordinances
or of an agreement with a governmental authority in this state.
(j) Another action, occurrence, or
nonoccurrence for which the board has instructed the person applying for or
holding a casino license or supplier license to provide notice.
(5) A suspicious activity report
or a currency transaction report, or both, must be filed with the board and
Michigan state police personnel assigned to assist the board at the time the
reports are filed with the federal government.
Notes
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