Mich. Admin. Code R. 432.1406 - Reporting requirements
Rule 406.
(1) If a
publicly traded corporation or other person that applies for or holds a casino
license files any of the following documents with the Securities and Exchange
Commission, the person must file 1 copy of each document with the board within
14 days of filing the documents with the Securities and Exchange Commission:
(a) Form 10.
(b) Form 10-Q.
(c) Form 10-K.
(d) Form 8-K.
(e) Form 1-A.
(f) Registration Statement S-1.
(g) Registration Statement SB-2.
(h) Registration Statement 10-SB.
(i) Report 10-KSB.
(j) Report 10-QSB.
(k) Schedule 13e-3.
(l) Schedule 14D-9.
(m) A filing required by
17 CFR
240.14f-1, as amended.
(2) If a publicly traded corporation or other
person that applies for or holds a casino license receives any material
document filed with the Securities and Exchange Commission by any other person
relating to the publicly traded corporation, the person must file 1 copy of the
document with the board within 14 days after receipt of the material.
(3) A publicly traded corporation or other
person that applies for or holds a casino license must file a list of record
holders of its voting securities with the board annually.
(4) A person applying for or holding a casino
license must report to the board the election or appointment of a director or
officer of that applicant or licensee or a holding company of that applicant or
licensee who is actively and directly engaged in the administration or
supervision of that applicant or licensee.
(5) If a person that applies for or holds a
casino license learns that a key person or substantial owner of the publicly
traded corporation has disposed of his or her voting securities, the person
must provide the board with written notice of the transaction within 14 days of
becoming aware of it.
(6) A person
who applies for or holds a casino license and all other persons covered by this
part must file any other document requested by the board to ensure compliance
with the act or this part within 30 days of a board request or at another time
established by the board.
Notes
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