(a.) Whenever
the Commission is acting upon any application of a licensee or registrant, or
pursuant to its powers provided in Miss. Code Ann. §
75-76-103,
and if the Commission determines that circumstances exist which require
additional management review by a licensee or registrant, the Commission may
impose a condition upon any license or order of registration to require
implementation of a compliance review and reporting system by the licensee or
registrant.
(b.) The terms of the
condition may include, but shall not be limited to:
1. That the condition shall expire on a
certain date or after a designated period of time without commission action;
2. That the condition may be
administratively removed by the Executive Director should a specified activity
cease or a specified event occur; or
That a periodic review shall be conducted by the Executive
Director and upon such review the Executive Director may recommend and the
Commission may remove or continue to require the
condition.
(c.)
Notwithstanding the provision of paragraph (b) above, upon application, a
licensee or registrant may request modification or removal of the condition
imposed and the Commission may, after considering the recommendation of the
Executive Director, modify or remove the condition.
(d.) The compliance review and reporting
system shall be created for the purpose of monitoring activities relating to
the licensees or registrants continuing qualifications under the provisions of
the Act and regulations of the Commission in accordance with a written plan to
be approved by the Executive Director administratively or as otherwise ordered
by the Commission.
(e.) The written
plan must provide for the operation of the compliance review and reporting
system and must designate who shall be responsible for said system. The plan
must provide for involvement of at least one person knowledgeable of the
provisions of the Act and the regulations of the Commission. The plan must
require periodic reports to senior management of the licensee or registrant.
Such reports shall be advisory and the licensee or registrant shall maintain
responsibility for compliance with the Act and regulations of the Commission.
Copies of the reports must be provided to the Commission.
(f.) The activities to be monitored must be
set forth in the written plan and must be determined by the circumstances
applicable to the licensee or registrant. Without limitation, the activities
that may be required to be monitored pursuant to the compliance review and
reporting system include the following:
1.
Associations with persons denied licensing or other related approvals by the
Commission or who may be deemed to be unsuitable to be associated with a
licensee or registrant;
2. Business
practices or procedures that may constitute grounds for denial of a gaming
license or registration;
3.
Compliance with other special conditions that may be imposed by the Commission
upon the licensee or registrant;
4.
Review of reports submitted pursuant to the Act and regulations of the
Commission;
5. Compliance with the
laws, regulations, or orders of duly constituted governmental agencies or
entities having jurisdiction over the gaming affairs, or such other business
activities which the
6. Executive
Director or the Commission may deem necessary or proper, of the licensee, the
registrant, or its affiliates; and
Review of such other activities determined by the Commission
as being relevant to the licensees or registrants continuing qualifications
under the provisions of the Act and the regulations of the Commission.
(Adopted: 9/25/1991; Amended: 08/18/1994; Amended: 10/22/1998; Amended:
11/19/1998; Amended: 01/21/1999; Amended: 11/18/1999; Amended: 01/18/2001;
Amended: 07/23/2003; Amended: 10/27/2005; Amended:
02/23/2006.)
