13 Miss. Code. R. 2-8.19 - Beneficial Owners Of Voting Securities
(a) The
Commission shall consider the provisions of Miss. Code Ann. §
75-76-263
in making its determination as to which beneficial owners of voting securities
of publicly traded corporations must or may be required to be found suitable or
to be licensed.
(b) All rules and
regulations of the Securities and Exchange Commission applicable in determining
whether a person is the beneficial owner of a particular equity security for
purposes of Section 13(d) of the Federal Securities Exchange Act may be
considered by, but shall not be binding upon, the Commission in making its
determination whether, and the extent to which, a person is the beneficial
owner of a voting security for the purposes of Miss. Code Ann. §
75-76-263
of these regulations.
(c) Miss.
Code Ann. §
75-76-263
applies to every person who is, directly or indirectly, the beneficial owner of
any voting security in a publicly traded corporation which is registered with
the Commission, irrespective of the time of acquisition of such
ownership.
(d) If any securities of
a publicly traded corporation are held in street name, by a nominee, an agent
or trust, the publicly traded corporation shall render maximum assistance to
the Executive Director, upon his request, to determine the beneficial ownership
of such securities. (Adopted: 09/25/1991.)
Notes
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
No prior version found.