48 Neb. Admin. Code, ch. 11, § 006
Nothing in the Rule, or the amendment of any previous rule regarding performance based compensation, shall be construed to alter the obligation of an investment adviser, as a fiduciary, to deal fairly with its clients and to make full and fair disclosure of its compensation arrangements, including disclosure of all material information regarding a proposed performance fee arrangement as well as any material conflicts posed by this arrangement.
Notes
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