48 Neb. Admin. Code, ch. 7, § 011 - ASSIGNMENTS

For purposes of Section 8-1102(3)(b) of the Act, a transaction which does not result in a change of actual control or management of an investment adviser is not an assignment.

Notes

48 Neb. Admin. Code, ch. 7, § 011
Amended effective 6/5/2017. Amended effective 11/27/2019 Amended effective 9/18/2024

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