48 Neb. Admin. Code, ch. 7, § 018 - VERIFICATION OF IMMIGRATION STATUS

Every investment adviser who registers investment adviser representatives to transact business in Nebraska must verify the citizenship or immigration status of each investment adviser representative registered to transact business on its behalf in Nebraska and submit such verification to the Department.

018.01 For each investment adviser representative identified as a qualified legal alien, the investment adviser must submit a completed United States Citizenship Attestation Form, and one of the currently acceptable forms of documentation required by the Systematic Alien Verification for Entitlements Program and the Department of Homeland Security.

018.02 The investment adviser shall maintain, as a required book or record under 48 NAC 10.002.21, a copy of the completed United States Citizenship Attestation Form for each investment adviser representative registered in Nebraska, regardless of citizenship or immigration status.

Notes

48 Neb. Admin. Code, ch. 7, § 018

Amended effective 11/27/2019 Amended effective 9/18/2024