N.H. Admin. Code § Ac 507.06 - [Effective until 4/25/2025] Registered Investment Advisors
(a) A registered investment advisor shall not
be deemed an incompatible occupation with that of a certified public accountant
or a public accountant.
(b) CPAs
and PAs who are registered investment advisors may be compensated on an hourly
rate, fixed rate, or as a percentage of assets under management. However, CPAs
and PAs shall not receive or accept commissions. A certified public accountant
or public accountant who simultaneously practices as a registered investment
advisor shall be subject to the standards of independence contained in Ac
502.
Notes
#6905, eff 12-4-98, EXPIRED: 12-4-06
New. #8810, INTERIM, eff 1-25-07, EXPIRED: 7-25-07
New. #9051, eff 12-27-07
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