N.Y. Comp. Codes R. & Regs. tit. 3, ch. III, subch. B, pt. 410 - Mortgage Bankers: Licensing Requirements; Mortgage Brokers: Registration Requirements; Branch Applications: Notifications: Books And Records; Annual Reports; Surety Bonds; And Consultants Of Licensed Mortgage Bankers And Registered Mortgage Brokers
- § 410.1 - Mortgage banking license; minimum standards
- § 410.2 - Application procedure; licenses
- § 410.3 - Mortgage broker registration; minimum standards
- § 410.4 - Application for registration
- § 410.5 - Branch application; investigation fees
- § 410.6 - Changes in officers, directors, or control of mortgage banker or mortgage broker
- § 410.7 - Books and records; annual reports
- § 410.8 - Corporate surety bonds for mortgage bankers
- § 410.9 - Deposit of assets
- § 410.10 - Deposit agreement; certificate of licensee or registrant
- § 410.11 - Assets that may be deposited
- § 410.12 - Retention of receipts or statements
- § 410.13 - Miscellaneous provisions
- § 410.14 - Corporate surety bonds for mortgage brokers
- § 410.15 - Release of corporate surety bond or deposit of assets
- § 410.16 - Application by a mortgage broker for inactive status
- § 410.17 - Consultants, employees and independent contractors of licensed mortgage bankers and registered mortgage brokers
- § 410.18 - Filings
- § 410.19 - Repealed
- § 410.20 - Repealed
Notes
Statutory authority: Banking Law, § 12, art. 12-D
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