(A) Providers shall
designate at least one individual as a data system
administrator who is responsible for the provider's data quality assurance
plan. The data quality assurance plan shall be reviewed and updated annually,
and must be produced to the department upon request. Data system administrators
shall oversee and ensure:
(1) Data
entry, as required, into the statewide data system within ten business days of
the activity, except when otherwise specified;
(2)
Home visiting
supervisors must process progress notes within fifteen business days of
submission by the home visitor;
(2)(3) Information entered
into the statewide data system is consistent with the information in the
program participant's record
;
(3)(4)
All staff required to enter, or supervise the entry of data into the statewide
system, complete all department required trainings;
(4)(5) Required state and
model reports regarding data quality, compliance, monitoring, goals and
outcomes are
completed
run and analyzed at least quarterly;
(5)(6)
That prior to granting individuals initial access or reactivation of previous
access to the statewide data system, individuals have completed
and submitted a data system user agreement form
approved by the
director;
Data agreement forms shall
be submitted to the department
(6) A roster of individuals who have
access to personally-identifiable information of program participants is
maintained and updated as the need for access changes. This roster shall be
made available to the department upon request, and at a minimum shall
specify:
(a) Whether the individual has
access to paper records, electronic records, or both;
(b) The date that access was first
granted.
(7)
Notification to the department for deactivation of access to the statewide data
system upon a user's termination, resignation,
or
a change in scope of duties that no longer warrants access to the
data;
(8) That inactive users, or
those who have not logged in within sixty days have their access
terminated;
(9) Adherence to
section 3701.17 of the Revised Code and
other applicable federal and state laws, regulations, and rules with regard to
confidentiality and security of personally identifiable information;
(10) That only one record is generated for
each home visiting participant, containing requirements specified in paragraph
(B) of this rule.
(B)
The record of every family and caregiver receiving home visiting services shall
meet evidenced-based
or promising-practice model
implementation standards, and at a minimum contain:
(1) Documentation of eligibility for home
visiting services;
(2)
Copies of any screening
Screening and assessment tools administered in
accordance with provider agreement;
(3) All family goal
plans and family goal
plan revisions
containing the signature of the
primary caregiver and the assigned home visitor;
(4) Referral from a public children
services agency (PCSA), if applicable, on a form approved by the
director;
(5)(4) Referral and
referral follow-up
provided on behalf of the
family, if applicable, on a form approved by the
director;
(6)(5) A
consent to receive home visiting services signed by the primary caregiver on a
form approved by the
director. This consent shall indicate that the family was
provided information on the
potential
benefits
of home visiting services;
(7)(6)
Consent to release information and coordinate health and social service
referrals on a form approved by the director;
(8)(7) Copies of pertinent
written correspondence received from and sent to the family, other health
and/or social service providers.
(C) Records shall be retained electronically
to fullest extent possible. In the event electronic record keeping is not
possible, paper records shall be maintained in accordance with
this chapter and
must be retained for a period of six years from the date of receipt of payment
for the service or until an audit is completed whichever is longer. All
documentation shall be made available to the department upon request.
(D) Providers must ensure and
document that the individual designated as data systems administrator has
undergone both a criminal background check with the Ohio bureau of criminal
identification and investigation, as well as a background check with the Ohio
central registry on child abuse and neglect.
(E)(D)
Upon
request from a home visiting participant
request, providers shall provide:
(1) A list of the types and locations of
records collected, maintained, or used by the provider; and/or
(2) One electronic or paper copy of the
complete record, free of charge and in accordance with rule
3701-8-08
of the Administrative Code.
(F)(E) If a program
participant exits services or transfers to another provider within a department
supported system, the current provider shall retain the original file, and
provide, with written consent from the family, an electronic or paper copy of
the participant's record to the new provider in a secure fashion. Information
maintained in the statewide data system shall be updated before transfer of the
program participant's record.
(G)(F) Providers shall
document in the participant's record a log of every request made and granted to
access or receive a copy of a program participant's record. Documentation log
must include the name of the requester, the date the request was received by
the provider, the date access was granted to the requester, and the purpose for
which the individual is authorized to see or have a copy of the
record.
(H)(G) All data is
property of the department, and any research proposals whether internal or
external, involving past or present participants, must first be approved by the
department's institutional review board (IRB). Approval or denial of each
request shall be communicated to the requesting entity.