Adolescent Clinically Managed Medium-Intensity Substance Use
Disorder Residential Services, ASAM Level of Care 3.5 and Adult Clinically
Managed High-Intensity Substance Use Disorder Residential Services, ASAM Level
of Care 3.5. In addition to any other requirements described in these rules and
applicable statutes, programs licensed to render residential adolescent or
adult Clinically Managed High-Intensity Substance Use Disorder Residential
Services, ASAM Level of care 3.5 services shall, at a minimum, meet and
maintain documentation demonstrating ongoing compliance with each of the
following requirements:
(1) ASAM Level
3.5 programs shall ensure:
(a) ASAM
dimensional admission criteria:
(A) Dimensions
1 and 2 are stable or can be managed at this Level of Care; and
(B) Dimensions 3, 4, 5 and 6 are rated as
moderate to severe risk without the structure of this setting.
(b) ASAM Level of Care 3.5
programs shall ensure the structure of services includes each of the following:
(A) Provide a 24-hour, structured, supportive
recovery environment that both treats the substance use and supports the
functional limitations of an individual with co-occurring social and
psychological conditions;
(B) Offer
services and supports that are primarily habilitative, addressing educational
and vocational limitations, and social and emotional dysfunctional behaviors
through use of targeted interventions such as evidence based therapeutic
interventions and skills training;
(C) Program shall pace the delivering of
information and services to the meet the ability of the individual;
and
(D) Documentation shall include
a description of the individual's co-occurring condition(s), the relationship
between the co-occurring condition(s) and substance use, and the individual's
mental health status.
(c) Staffing shall be made available as
follows:
(A) Utilize an interdisciplinary team
approach as demonstrated through regular, documented meetings;
(B) Staff shall include substance use
disorders treatment staff, milieu staff, and medical treatment staff including
LMP;
(C) Program staff and milieu
staff are on-site 24-hours, 7 days per week in staffing levels that are
responsive to the number of the individuals present and the severity of
symptoms, and at least one program staff is readily available to respond to and
assist individuals;
(D) Medical
treatment staff are knowledgeable about biomedical, mental health, substance
use, and the interactions of those conditions, have training in behavior
management techniques, and are staffed to meet the needs of each
individual;
(E) LMP shall be
available for consult 24-hours per day, 7 days per week; and
(F) Supervisory or Management staff who are
trained in substance use disorders treatment are available on-site or by phone
24 hours per day, 7 days per week.
(d) A variety of services and supports shall
be offered daily. Each week the services and supports offered shall include the
following:
(A) Stabilization
services;
(B) Motivational and
engagement strategies and interventions;
(C) Occupational or recreational
activities;
(D) Skill building to
address Activities of Daily Living (ADL) and Instrumental Activities of Daily
Living (IADL):
(E) Health and
medication education and management;
(F) Close observation and monitoring of the
individual's adherence to medications administered by the program;
(G) Relapse prevention, interpersonal, coping
and community reintegration skills;
(H) Family services, including services just
for families or identified support persons;
(I) Urinalysis screening when clinically
indicated;
(J) Intensive case
management; and
(K) Individual and
group counseling sessions.
(2) In addition to any other requirements
described in these rules and applicable statutes, programs licensed to render
residential Adolescent Clinically Managed Medium-Intensity Substance Use
Disorder Residential Services, ASAM Level of care 3.5 services shall, at a
minimum, meet and maintain documentation demonstrating ongoing compliance with
the following requirements:
(a) Adolescent
ASAM dimensional admission criteria:
(A) The
adolescent meets ASAM Diagnostic Admission Criteria specifications in at least
two dimensions;
(B) If the
adolescent is at risk of or experiencing acute or subacute intoxication or
withdrawal, the symptoms are mild to moderate;
(C) The adolescent needs 24-hour structured
environment to make therapeutic gains;
(D) The adolescent is able to tolerate and
benefit from a planned program of therapeutic services and supports;
and
(E) The adolescent meets
diagnostic criteria for a moderate or severe substance use or addictive
disorder, per DSM-5-TR, or the probability of such a diagnosis is determined
through collateral information.
(b) The facility and milieu shall be a
24-hour, safe, contained, and structured recovery environment. Services and
supports are primarily habilitative, addressing behavioral, social, and
emotional dysfunction through use of targeted interventions such as evidence
based, pro-social, therapeutic interventions and skills training to facilitate
healthy reintegration into the community.
(c) Utilize an interdisciplinary team
approach, as demonstrated through regular, documented meetings and by ensuring:
(A) Milieu staff are on-site 24-hours, 7 days
per week in staffing levels that are responsive to the number of the
individuals present and the severity of symptoms and at least one program staff
is readily available to respond to and assist individuals;
(B) Behavioral health clinician(s) trained in
recognizing the signs and symptoms of intoxication and withdrawal and the
monitoring and treating of those conditions, and behavioral health crisis
prevention and response;
(C)
Medical treatment staff able to implement protocols are staffed to meet the
intensity of the oversight and treatment of each individual's needs;
(D) LMP with training in adolescence shall be
available for emergency consult 24-hours per day, 7 days per week;
and
(E) Supervisory or Management
staff who are trained in substance use disorders treatment are available
on-site or by phone 24 hours per day, 7 days per week.
(d) Services shall be offered daily and
include the following:
(A) Educational
services shall be provided in accordance with local regulations and provide
opportunities to remedy educational deficits;
(B) Stabilization services, including:
(i) Daily monitoring of withdrawal symptoms;
and
(ii) Close observation and
monitoring of the individual's adherence to medications administered by the
program.
(C) Relapse
prevention, coping and community reintegration skills;
(D) Family services, including services just
for families or identified support persons;
(E) Motivational and engagement strategies
and interventions;
(F) Urinalysis
screening when clinically indicated;
(G) Individual counseling sessions;
and
(H) Skill building, including
teaching and practicing pro-social behaviors.
(e) Address co-occurring conditions when
applicable:
(A) Arrange for or provide
appropriate medical procedures, including laboratory and toxicology
testing;
(B) Arrange for or provide
appropriate medical and psychiatric treatment through consultation, referral to
a community provider or transfer to another Level of Care;
(C) Have direct affiliation with other ASAM
Levels of Care;
(D) Pace the
delivering of information and services to the meet the ability of the
adolescent; and
(E) Documentation
shall include a description of the adolescent's co-occurring conditions, the
relationship between the co-occurring condition(s) and substance use, and the
individual's mental health status.
(3) Adolescent ASAM Level of Care 3.5-WM
Withdrawal Management Services are an additional and optional version of ASAM
Level of Care 3.5 services for adolescents. Only programs licensed to render
Adolescent Clinically Managed Medium-Intensity Substance Use Disorder
Residential Services, ASAM Level of Care 3.5 may also apply to be licensed to
render Adolescent ASAM Level of Care 3.5-WM services. When licensed as such, in
addition to all requirements for Adolescent ASAM Level of Care 3.5 services,
programs shall, at a minimum, meet and maintain documentation demonstrating
ongoing compliance with each of the following requirements:
(a) Medical protocols developed by a
physician knowledgeable in withdrawal management that are used to:
(A) Determine the nature of the medical
monitoring and other interventions required, such as when medical oversight or
services are needed;
(B) Determine
when to transfer to a higher or lower level of care; and
(C) Administration of over-the-counter
medication protocols.
(b) Program staff provide an organized
service that includes 24-hour supervision, observation and support to
adolescents who are intoxicated or experiencing mild withdrawal;
(c) Program staff are trained to implement
those ASAM Level of care 3.2-WM physician protocols that are not required to be
rendered by medical staff and that include:
(A) Administration of over-the-counter
medications for symptomatic relief;
(B) Monitoring withdrawal symptoms and alert
medical staff as indicated;
(C)
Identification when an adolescent requires a higher level of care and
facilitate the transfer to that level of care; and
(D) Prompt communication with medical staff
when there is an indication that medical care is needed.
(c) Medical services shall include:
(A) Provision of 24-hour per day, 7-days per
week program staff access to medical consultation;
(B) Availability for 24-hour per day, 7-days
per week medical evaluation; and
(C) Monitoring the safety and outcome of the
withdrawal management services.
(d) There is an emphasis on staff, peer and
social supports.
(4)
Co-occurring Enhanced ASAM Level of Care 3.5 services are an additional and
optional version of ASAM Level of Care 3.5 services. Only programs licensed to
render Clinically Managed High-Intensity Substance Use Disorder Residential
Services, ASAM Level of Care 3.5 may also apply to be licensed to render
Co-occurring Enhanced ASAM Level of Care 3.5 services. When licensed as such,
in addition to all requirements for ASAM Level of Care 3.5 services, programs
shall, at a minimum, meet and maintain documentation demonstrating ongoing
compliance with each of the following requirements:
(a) Individuals placed at this ASAM Level of
Care shall meet the following criteria:
(A)
ASAM Dimensional criteria required for ASAM Level of Care 3.5;
(B) The individual meets diagnostic criteria
for a co-occurring mental health disorder, per DSM-5-TR, or the probability of
such a diagnosis is determined through collateral information; and
(C) The individual is experiencing a range of
psychiatric symptoms that require active monitoring that are assessed as posing
a risk of harm to self or others if the individual is not contained within a
24-hour structured environment.
(b) Offer or coordinate psychiatric,
medication evaluation, and laboratory services;
(c) Be staffed by medical treatment staff or
behavioral health clinicians. Program staff must be;
(A) Able to assess and treat co-occurring
disorders;
(B) Trained in the
biological and psychosocial aspects of substance use disorders and mental
health disorders and treatment;
(C)
Trained in behavior management techniques specific to assessing and treating
co-occurring disorders;
(D) Able to
identify the signs and symptoms of acute psychiatric decompensation;
and
(E) Ensure individuals
receiving ASAM Level of Care 3.5 have access to a LMP 24 hours a day, 7 days a
week for consultation.
(5) Biomedical Enhanced ASAM Level of Care
3.5 services are an additional and optional version of ASAM Level of Care 3.5
services. Only programs licensed to render Clinically Managed High-Intensity
Substance Use Disorder Residential Services, ASAM Level of Care 3.5 may apply
to be licensed to render Biomedical Enhanced ASAM Level of Care 3.5 services.
When licensed as such, in addition to all requirements for ASAM Level of Care
3.5 services, programs shall, at a minimum, meet and maintain documentation
demonstrating ongoing compliance with each of the following requirements:
(a) Individuals placed at this ASAM Level of
Care shall meet the following criteria:
(A)
ASAM Dimensional criteria required for ASAM Level of Care 3.5;
(B) Individual meets diagnostic criteria for
a co-occurring biomedical condition, that is sufficient to distract from
treatment or recovery efforts and requires medical monitoring, or the
probability of such a diagnosis is determined through documented collateral
information; and
(C) The individual
has a biomedical condition that requires a degree of staff attention by medical
treatment staff that is not available in other Level 3.5 programs.
(b) Ensure a physical examination
is provided and documented within two weeks of entry, sooner if determined by
the individual's medical symptoms and condition;
(c) Medical treatment staff assess and treat
co-occurring disorders and have access to a LMP 24 hours a day, 7 days a week;
and
(d) Ensure nursing care and
observation meet the intensity of the individuals' needs.