DIVISION 65 - REGISTRATION OF SECURITIES (441-065-0001 to 441-065-0270)

  1. 441-065-0001 - Fees for Registration of Securities
  2. 441-065-0010 - Types of Registration
  3. 441-065-0015 - When Registration Application Deemed Abandoned
  4. 441-065-0020 - Registration by Qualification
  5. 441-065-0030 - Registration by Filing
  6. 441-065-0035 - Registration by Multijurisdictional Coordination
  7. 441-065-0040 - Registration for Resale, or Dealing and Trading
  8. 441-065-0050 - Condominium Securities
  9. 441-065-0060 - Creation of Classifications
  10. 441-065-0070 - Definitions
  11. 441-065-0080 - General Requirements and Limitations
  12. 441-065-0090 - Integration
  13. 441-065-0100 - Information Requirements - General
  14. 441-065-0110 - Public Advertising and General Solicitation
  15. 441-065-0130 - Bad Actor Disqualification
  16. 441-065-0140 - Limitation on Selling Expenses
  17. 441-065-0150 - Escrow of Proceeds
  18. 441-065-0160 - Rescission of Improvident Sales Including Oversales
  19. 441-065-0170 - [Repealed]
  20. 441-065-0180 - Licensing of Salespersons
  21. 441-065-0190 - Filings and Reports
  22. 441-065-0200 - Records
  23. 441-065-0210 - Waiver of Provisions
  24. 441-065-0220 - Small Offering Abbreviated Registration (SOAR) Procedure for Offerings Not Exceeding $1,000,000 (Including Under SEC Rule 504)
  25. 441-065-0221 - Application and Information Requirements for a SOAR Offering
  26. 441-065-0222 - SOAR Offering Disclosure Requirements
  27. 441-065-0223 - Denial or Approval of a SOAR Offering Application by the Director
  28. 441-065-0224 - Retroactive Registration of SOAR Securities that Exceed the Amount Registered
  29. 441-065-0225 - Registration for a Small Corporate Offering Registration (SCOR) Procedure for Offerings Not Exceeding $5,000,000
  30. 441-065-0230 - [Repealed]
  31. 441-065-0250 - Definitions
  32. 441-065-0260 - Optional Registration Procedures for Securities Involving Real Estate Paper
  33. 441-065-0270 - Compensatory Benefit Plans and Contracts

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