(a) The
Department will conduct an applicability determination during its review of a
plan approval application for the construction of a new major facility or
modification at an existing major facility under this section. The owner or
operator of the facility shall include in the plan approval application the
estimate of an emissions increase in a regulated NSR pollutant from the
project. The owner or operator shall calculate an emissions increase in a
regulated NSR pollutant from a project in accordance with paragraph (1). The
owner or operator shall calculate a net emissions increase in accordance with
paragraph (1)(ii), if the emissions increase from a project equals or exceeds
the applicable emissions rate that is "significant" as defined in §
121.1 (relating to definitions).
If the emissions increase from a project does not exceed the listed applicable
emissions rate that is significant, the owner or operator shall calculate the
net emissions increase in accordance with paragraph (2).
(1) As part of the plan approval application,
the owner or operator of the facility shall calculate whether a significant
emissions increase and a significant net emissions increase will occur as a
result of a physical change or change in the method of operation. The owner or
operator of the facility shall use the procedures in subparagraph (i) to
calculate the emissions increase in a regulated NSR pollutant due to the
project, and the procedures in subparagraph (ii) to calculate the net emissions
increase in a regulated NSR pollutant. A project is a major modification for a
regulated NSR pollutant if it causes two types of emissions increases-a
significant emissions increase and a significant net emissions increase. If the
project causes a significant emissions increase, the project is a major
modification if it also results in a significant net emissions increase.
(i) The emissions increase in a regulated NSR
pollutant due to the project will be the sum of the following:
(A) For existing emissions units, an
emissions increase of a regulated NSR pollutant is the difference between the
projected actual emissions and the baseline actual emissions for each unit, as
determined in paragraphs (4) and (5). When calculating an increase in emissions
that results from the particular project, exclude that portion of the unit's
emissions following completion of the project that existing units could have
accommodated during the consecutive 24-month period used to establish the
baseline actual emissions and that is also unrelated to the particular project,
including all increased utilization due to product demand growth as specified
in paragraph (5)(i)(C).
(B) For new
emissions units, the emissions increase of a regulated NSR pollutant will be
the potential to emit from each new emissions unit.
(ii) The net emissions increase for a
regulated NSR pollutant emitted by a major facility will be the amount by which
the sum of the following exceeds zero:
(A) The
increase in emissions from a physical change or change in the method of
operation at a major facility as calculated under subparagraph (i).
(B) Other increases and decreases in actual
emissions at the major facility that are contemporaneous with the project and
are otherwise creditable.
(I) An increase or
decrease in actual emissions is contemporaneous with the increase from the
particular change only if it occurs between the date 5 years before
construction on the project commences and the date that construction on the
project is completed.
(II) Baseline
actual emissions for calculating increases are determined as specified under
paragraph (4), except that paragraph (4)(i)(D) does not apply.
(2) As part of
the plan approval application for a proposed de minimis emission increase, the
owner or operator of the facility shall use subparagraphs (i) and (ii) to
calculate the net emissions increase for a regulated NSR pollutant except
PM
2.5 and PM
2.5 precursors. For a
proposed de minimis increase in which the net emissions increase calculated
using subparagraphs (i) and (ii) meets or exceeds the emissions rate that is
significant, only the emissions offset requirements in this subchapter apply to
the net emissions increase.
(i) The net
emissions increase is the sum of the proposed de minimis increase due to the
project and the previously determined increases in potential emissions or
actual emissions and decreases in actual emissions that are contemporaneous
with the project.
(ii) An increase
or decrease is contemporaneous if it occurred within 10 years prior to the date
of the Department's receipt of a complete plan approval application.
(3) An increase or a decrease is
creditable for applicability determination purposes if it meets the following
conditions:
(i) The Department has not relied
on it in issuing a permit for the facility under this subchapter, for which the
permit is in effect when the increase in emissions from the project
occurs.
(ii) The increase is
creditable to the extent that the new level of emissions exceeds the old level
of emissions.
(iii) An actual
emissions decrease is creditable if the following conditions are met:
(A) The ERC provisions in §
127.207(1) and
(3)-(7) (relating to creditable emissions
decrease or ERC generation and creation) have been complied with, and the
decrease in emissions is Federally enforceable by the time construction begins
on the project. The plan approval for the project will contain a provision
specifying that the emissions decrease is Federally enforceable on or before
the construction date.
(B) The
emissions decrease is such that when compared with the proposed emissions
increase there is no significant change in the character of the emissions,
including seasonal emission patterns, stack heights or hourly emission
rates.
(C) The emissions decrease
represents approximately the same qualitative significance for public health
and welfare as attributed to the proposed increase. This requirement is
satisfied if the emissions rate that is significant is not exceeded.
(D) An emissions decrease or an ERC generated
at the facility may be used as a creditable decrease in a net emissions
increase. The use of the ERCs in applicability determinations for netting
purposes is limited to the period specified in paragraphs (1)(ii) and (2). A
portion of an ERC generated at another facility, acquired by trade and
incorporated in a plan approval for use at the facility, is not creditable as
an emissions decrease.
(iv) An actual or potential emissions
increase that results from a physical change in a facility occurs when the
emissions unit on which construction occurred becomes operational and begins to
emit a particular pollutant. A replacement unit that requires shakedown becomes
operational only after a reasonable shakedown period, not to exceed 180
days.
(4) The following
procedures apply in determining the baseline actual emissions for an existing
emissions unit:
(i) For an existing emissions
unit, baseline actual emissions are the average rate, in TPY, at which the unit
emitted the regulated NSR pollutant during a consecutive 24-month period
selected by the owner or the operator within the 5-year period immediately
prior to the date a complete plan approval application is received by the
Department. The Department may approve the use of a different consecutive
24-month period within the last 10 years upon a written determination that it
is more representative of normal source operation.
(A) The average rate includes fugitive
emissions to the extent quantifiable and emissions associated with startups and
shutdowns; the average rate does not include excess emissions including
emissions associated with upsets or malfunctions.
(B) The average rate is adjusted downward to
exclude noncompliant emissions that occurred while the source was operating
above an emissions limitation that was legally enforceable during the
consecutive 24-month period.
(C)
The average rate is adjusted downward to exclude emissions that would have
exceeded an emissions limitation with which the facility must currently comply,
had the facility been required to comply with the limitations during the
consecutive 24-month period. The baseline actual emissions is based on the
emissions limitation in this subchapter or a permit limitation or other more
stringent emissions limitation required by the Clean Air Act or the act,
whichever is more restrictive.
(D)
For a regulated NSR pollutant, when a project involves multiple emissions
units, the same consecutive 24-month period must be used to determine the
baseline actual emissions for the emissions units being changed. The same
consecutive 24-month period shall be used for all regulated NSR pollutants
unless the owner or operator demonstrates, in writing, to the Department that a
different consecutive 24-month period is more appropriate and the Department
approves, in writing, the different consecutive 24-month period for a regulated
NSR pollutant or pollutants.
(E)
The average rate is not based on a consecutive 24-month period for which there
is inadequate information for:
(I) Determining
annual emissions, in TPY.
(II)
Adjusting this amount if required by clause (B) or (C).
(F) The average rate is not greater than the
emissions previously submitted to the Department in the required emissions
statement and for which applicable emission fees have been paid.
(ii) For a new emissions unit, the
baseline actual emissions equal zero and thereafter, for all other purposes,
shall equal the unit's potential to emit.
(iii) The baseline actual emissions is
determined by measurement, calculations or estimations in the order of the
following preferences:
(A) Monitoring systems
including:
(I) CEMS data interpolated to
annual emissions using flow meters and conversion factors.
(II) PEMS approved, in writing, by the
Department.
(B) Other
measurements and calculations including:
(I)
Stack measurement which generates emission estimates using stack test derived
emission factors and throughput.
(II) A mass balance equation which includes
the following elements:
(-a-) The amount of materials used per unit of time,
determined through measurements of parameters representing process
conditions.
(-b-) The emissions per unit mass of material used,
determined using mass balance techniques.
(-c-) The annual emissions, calculated using emissions
per unit mass of material and amount of material used per unit of time.
(C) Emission factors,
including generally recognized and accepted emission factors by EPA, such as
USEPA "Compilation of Air Pollutant Emission Factors" (AP-42) or other emission
factors accepted by the Department.
(D) Other calculations and measurements as
approved by the Department.
(5) Projected actual emissions is the maximum
annual rate, in TPY, at which an existing emissions unit is projected to emit a
regulated NSR pollutant in any one of the 5 years (12-month period) following
the date the unit resumes regular operation after the project, or in any one of
the 10 years following that date, if the project involves increasing the
emissions unit's design capacity or its potential to emit of that regulated NSR
pollutant and full utilization of the unit would result in a significant
emissions increase or a significant net emissions increase at the major
facility. The following procedures apply in determining the projected actual
emissions of a regulated NSR pollutant for an emissions unit, before beginning
actual construction on the project:
(i) The
owner or operator of the major facility shall:
(A) Consider all relevant information,
including, but not limited to, historical operational data, the company's own
representations, the company's expected business activity and the company's
highest projections of business activity, and the company's filings with the
State or Federal regulatory authorities.
(B) Include fugitive emissions to the extent
quantifiable, and emissions associated with startups and shutdowns.
(C) Exclude, in calculating any increase in
emissions that results from the particular project, that portion of the unit's
emissions following completion of the project that existing units could have
accommodated during the consecutive 24-month period used to establish the
baseline actual emissions and that is also unrelated to the particular project,
including any increased utilization due to product demand growth.
(ii) In lieu of using the method
set out in subparagraph (i), the owner or operator of the major facility may
elect to use the emissions unit's potential to emit, in TPY.
(iii) If the projected actual emissions for a
regulated NSR pollutant are in excess of the baseline actual emissions, the
following apply:
(A) The projected actual
emissions for the regulated NSR pollutant must be incorporated into the
required plan approval or the operating permit as an emission limit.
(B) The owner or operator shall monitor the
emissions of the regulated NSR pollutant for which a limit is established in
clause (A) and calculate and maintain a record of emissions, in TPY on a
calendar year basis, for 5 years following resumption of regular operations
after the change, or for 10 years following resumption of regular operations
after the change if the project increases the design capacity or potential to
emit of that regulated NSR pollutant at the emissions unit.
(C) The owner or operator shall record
sufficient information to identify for all emission units in the approved
project their total actual annual emissions and their actual annual emissions
increase due to the project.
(D)
The owner or operator shall submit a report to the Department, within 60 days
after the end of each calendar year, which contains the emissions data required
by clauses (B) and (C). This report must also contain a demonstration of how
these emissions were determined if the determination was not by direct
measurement with a Department-certified CEMS system.