58 Pa. Code § 437a.4 - Qualification of individuals and entities
(a) The following individuals shall be
required to submit a Pennsylvania Personal History Disclosure Form and be found
qualified by the Board:
(1) Each officer and
director of a certified gaming service provider or applicant for gaming service
provider certification. For the purposes of this paragraph, "officer" means a
president, chief executive officer, a chief financial officer and a chief
operating officer and any person routinely performing corresponding functions
with respect to an organization whether incorporated or
unincorporated.
(2) Each individual
who has a direct or indirect ownership or beneficial interest of 10% or more in
the certified gaming service provider or applicant for gaming service provider
certification. A certified gaming service provider or applicant for gaming
service provider certification shall provide information or documentation
requested by the Board necessary to determine compliance with this
paragraph.
(3) Each salesperson of
a certified gaming service provider or applicant for gaming service provider
certification who solicits business from, or has regular contact with, any
representatives of a slot machine applicant or licensee or any employee of a
certified gaming service provider or applicant for gaming service provider
certification who will be engaging in that conduct.
(b) Each entity that directly owns 20% or
more of the voting securities of a certified gaming service provider or person
applying for gaming service provider certification shall file a Gaming Service
Provider Certification Form-Private Holding Company with the Bureau of
Licensing and be found qualified by the Board.
(c) The following persons may be required to
submit a Gaming Service Provider Certification Form-Private Holding Company or
a Pennsylvania Personal History Disclosure Form and be found qualified by the
Board if the Bureau of Licensing determines that the qualification of the
person is necessary to protect the public interest or to enhance the integrity
of gaming in this Commonwealth:
(1) An
intermediary or holding company of a certified gaming service provider or
applicant for gaming service provider certification not otherwise required to
be qualified.
(2) An officer or
director of an intermediary or holding company of a certified gaming service
provider or applicant for gaming service provider certification.
(3) An employee of a certified gaming service
provider or applicant for gaming service provider certification.
(4) A person who holds any direct or indirect
ownership or beneficial interest in a certified gaming service provider or
applicant for gaming service provider certification, or has the right to any
profits or distribution, directly or indirectly, from the certified gaming
service provider or applicant for gaming service provider
certification.
(5) A trustee of a
trust that is required to be found qualified under this section.
(d) The Bureau of Licensing may
issue a temporary credential to an individual who is required to be qualified
by the Board under this section if:
(1) The
individual's presence in the licensed facility is needed.
(2) The company with which the individual is
associated is on the authorized gaming service provider list.
(e) Upon request, the Bureau of
Licensing will issue a credential to an individual who has been found qualified
under this section if the gaming service provider has been certified.
Notes
The provisions of this § 437a.4 amended under 4 Pa.C.S. §§ 1103, 1202(b)(9)-(23) and (30), 1205, 1206(f) and (g), 1207(1) and (2), 1208(1)(iii), 1209(b), 1212, 1213, 1317(c), 1317.1(c), 1317.2, 1321, 1326, 13A11, 13A12-13A14, 13A15 and 1802 and Chapter 13.
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