16 Tex. Admin. Code § 21.61 - Threshold Issues and Certification of Issues to the Commission
(a) Threshold issues. Threshold issues are
legal or policy issues that the presiding officer determines to be of such
significance that the issues must be addressed prior to proceeding with the
other issues in the docket. Threshold issues include issues to be certified to
the commission in accordance with subsection (b) of this section.
(1) Threshold issues may be identified by the
presiding officer or by motion of a party to the proceeding.
(A) The presiding officer will establish a
reasonable timeframe to raise or challenge a threshold issue.
(B) Parties must raise any threshold issues
as well as challenges to the arbitrability of any issue at the first prehearing
conference. If such challenges are not raised at the first prehearing
conference, they will be deemed waived by the parties.
(C) The presiding officer will provide the
parties an opportunity to brief the question of threshold issues. At the
discretion of the presiding officer, reply briefs may be permitted. Any
determination on threshold issues by the presiding officer will be made in a
written order.
(2) Once
a presiding officer has determined that there are one or more threshold issues
in a proceeding, the presiding officer may certify each issue in accordance
with subsection (b) of this section. A decision on a threshold issue is subject
to a motion for reconsideration and is eligible for appeal. For purposes of
this paragraph the term "motion for reconsideration" and "appeal" are
interchangeable.
(b)
Certification. Certified issues will be addressed by the commission.
(1) Issues for certification. The presiding
officer may certify to the commission a significant issue that involves an
ultimate finding in the proceeding. Issues appropriate for certification
include:
(A) the commission's interpretation
of its rules and applicable statutes;
(B) which rules or statutes are applicable to
a proceeding; or
(C) whether
commission policy should be established or clarified as to a substantive or
procedural issue of significance to the proceeding.
(2) Procedure for certification. The
presiding officer will file the certified issue and issue notice to the
parties. The certified issue will be placed on the commission's agenda to be
considered at the earliest time practicable. Parties may file briefs on the
certified issue within five working days from the date the presiding officer
files the certified issue.
(3)
Abatement.
(A) In a compulsory arbitration
proceeding, the presiding officer may abate all or a part of the proceeding
while a certified issue is pending only if agreed to by the parties.
(B) In a post-interconnection dispute
proceeding, the presiding officer may abate all or a part of the proceeding
while a certified issue is pending at the presiding officer's
discretion.
(4)
Commission action. The commission will issue a written decision on the
certified issue no later than six working days after the open meeting at which
the issue is decided by the commission, unless extended for good cause. A
commission decision on a certified issue is not subject to a motion for
reconsideration or appeal. For purposes of this paragraph the term "motion for
reconsideration" and "appeal" are interchangeable.
Notes
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