28 Tex. Admin. Code § 3.17 - Form and Rate Filing Requirements

(a) Except as provided by subsection (b) of this section, for a form or rate filing, only one product (including all forms that will constitute the entire contract and their associated rates) may be submitted in a single filing. This does not prevent an issuer from filing a product that contains multiple types of benefits that will be issued in combination in a single contract if that combination otherwise complies with applicable requirements.
(b) A form may be submitted for general use with multiple policies, evidences of coverage, or certificates. A form submitted for general use must be filed individually, except that multiple forms that are clearly related and intended to be used with one or more of the same underlying products may be filed together.
(c) Each form must prominently display on the cover page or the first page a face page that includes:
(1) the full name of the issuer assuming the risk of the product; and
(2) the complete mailing address of the issuer.
(d) Each form submitted must be designated by a unique form number that:
(1) is sufficient to distinguish it from all other forms used by the issuer;
(2) is shown in the lower left-hand corner of each page of the form, or in the case of a matrix provision, is shown below each matrix provision; and
(3) has the additional identifying form number requirements set forth in § 3.5201 of this title (relating to Submission of Form and Rate Filings) if the form is submitted under Insurance Code Chapter 1153, concerning Credit Life Insurance and Credit Accident and Health Insurance.
(e) A limited, partial refiling must contain the change and any additional actuarial information necessary for a comprehensive review of the refiling, if applicable.
(f) An amendment that is submitted to modify an existing form must be accompanied by a revised version of that form (with a new unique form number) that incorporates the contents of the amendment, unless the amendment does not apply to newly issued forms. After the 180th day following the date the revised version of the form is approved, for newly issued coverage, the issuer must use the revised version of the form, rather than the amendment.

Notes

28 Tex. Admin. Code § 3.17
Adopted by Texas Register, Volume 50, Number 15, April 11, 2025, TexReg 2400, eff. 4/17/2025

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