7 Tex. Admin. Code § 137.4 - Tombstone Advertisements

"Tombstone" advertisements need not be filed pursuant to § 137.2(a) of this title (relating to Filing Requirements) and are not subject to the requirements of § 137.6(a) of this title (relating to Standards for Supplemental Advertising) if they contain no more than one or more of the following:

(1) date of issuance or release;

(2) name and address of issuer;

(3) identity or title of securities;

(4) per unit offering price;

(5) amount of offering;

(6) brief statement of character or business taken from summary in the preliminary or final prospectus;

(7) names of the underwriters;

(8) address where prospectus or offering circular may be obtained; or

(9) any statement or legend required by state law or administrative authority.

Notes

7 Tex. Admin. Code § 137.4

The provisions of this §137.4 adopted to be effective August 12, 1980, 5 TexReg 3043.