Chapter 109 - TRANSACTIONS EXEMPT FROM REGISTRATION
- § 109.1 - Transactions Involving Existing Security Holders
- § 109.2 - Parent Subsidiary Transactions
- § 109.3 - Financial Institutions under the Texas Securities Act, Section 4005.011
- § 109.4 - Securities Registration Exemption for Sales to Financial Institutions and Certain Institutional Investors
- § 109.5 - Dealer Registration Exemption for Sales to Financial Institutions and Certain Institutional Investors
- § 109.6 - Investment Adviser Registration Exemption for Investment Advice to Financial Institutions and Certain Institutional Investors
- § 109.7 - Secondary Trading Exemption under the Texas Securities Act, Section 4005.019
- § 109.8 - Initial Offering Completed
- § 109.11 - Guarantee of Options
- § 109.12 - Stock Dividends
- § 109.13 - Limited Offering Exemptions
- § 109.14 - Oil, Gas, and Other Mineral Interests
- § 109.17 - Banks under the Securities Act, Section 4005.016
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