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  1. LII
  2. State Regulations
  3. Texas Administrative Code
  4. Title 7 - BANKING AND SECURITIES
  5. Part 7 - STATE SECURITIES BOARD
  6. Chapter 113 - REGISTRATION OF SECURITIES

Chapter 113 - REGISTRATION OF SECURITIES

  • State Regulations
  • Compare
  1. § 113.1 - Definitions
  2. § 113.2 - Registration by Qualification or Coordination
  3. § 113.3 - Fair, Just, and Equitable Standards
  4. § 113.4 - Application for Registration
  5. § 113.5 - Financial Statements
  6. § 113.6 - Renewal Update
  7. § 113.7 - Reporting Changes in Filed Materials
  8. § 113.8 - Notification of Status in Other States
  9. § 113.9 - Securities Underlying Transferable Warrants and Employee Stock Options
  10. § 113.10 - Sales Reports
  11. § 113.11 - Shelf Registration of Securities
  12. § 113.12 - Applicability of Statements of Policy to Exempt Offerings
  13. § 113.13 - Multijurisdictional Disclosure System-MJDS Offerings
  14. § 113.14 - Statements of Policy

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.


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State Regulations Toolbox



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