Chapter 115 - SECURITIES DEALERS AND AGENTS
- § 115.1 - General Provisions
- § 115.2 - Application Requirements
- § 115.3 - Examination
- § 115.4 - Evidences of Registration
- § 115.5 - Minimum Records
- § 115.6 - Registration of Persons with Criminal Backgrounds
- § 115.7 - Maintenance and Inspection of Records
- § 115.8 - Fee Requirements
- § 115.9 - Post-Registration Reporting Requirements
- § 115.10 - Supervisory Requirements
- § 115.11 - Finder Registration and Activities
- § 115.16 - Use of Senior-Specific Certifications and Professional Designations
- § 115.18 - Special Provisions Relating to Military Applicants
- § 115.19 - Texas Crowdfunding Portal Registration and Activities
- § 115.20 - Texas Crowdfunding Portal Registration and Activities of Small Business Development Entities
- § 115.21 - System Addressing Suspected Financial Exploitation of Vulnerable Customers Pursuant to the Texas Securities Act, Chapter 4004, Subchapter H
- § 115.22 - Electronic Submission of Forms and Fees
- § 115.23 - Notice of Cybersecurity Incident
- § 115.24 - Adoption by Reference of Conduct Rules
State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.
No prior version found.