Utah Admin. Code R333-10-1 - Authority, Scope, and Purpose
(1)
This rule is issued pursuant to Sections
7-3-3.2
and
7-3-21.
(2) This rule sets forth standards to govern
securities activities of state chartered banks.
(3) The purpose of this rule is to establish
safeguards to ensure that subsidiaries or affiliates engaged in securities
activities do not endanger the safeness and soundness of state chartered
banks.
Notes
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