Utah Admin. Code R339-11-1 - Authority, Scope, and Purpose
(1)
This rule is issued pursuant to Subsection
7-1-301(3).
(2) This rule governs the type of securities
brokerage service industrial loan corporations may offer.
(3) The purpose of this rule is to allow
securities activities limited to "discount brokerage" services by industrial
loan corporations, similar to the discount brokerage services allowed state
chartered banks.
Notes
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No prior version found.