Utah Admin. Code R590-284-4 - Filing Procedures
(1) An insurer or
insurance group has discretion regarding the appropriate format for providing
the information required by this rule and may customize the CGAD to provide the
most relevant information necessary to give the commissioner an understanding
of the corporate governance structure, policies, and practices utilized by the
insurer or insurance group.
(2)
(a) An insurer or insurance group may comply
with this rule by referencing any other existing document, for example, an ORSA
Summary Report, a Holding Company Form B or F Filing, a Securities and Exchange
Commission Proxy Statement, or foreign regulatory reporting requirements, if
the document provides information that is comparable to the information
described in Section R590-284-5.
(b) An insurer or insurance group shall
clearly reference the location of the relevant information within the CGAD and
attach the referenced document if it is not already filed or available to the
commissioner.
(3)
(a) Each year following the initial filing of
the CGAD, an insurer or insurance group shall file an amended version of the
previously filed CGAD indicating any changes.
(b) If no changes were made in the
information or activities reported by the insurer or insurance group, the
filing shall state that there was no change.
Notes
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