Utah Admin. Code R590-67-4 - Required Schedules

(1) The following schedules shall be used by an insurer complying with this rule:

(a) Schedule A, Required Proxy Form Information;

(b) Schedule B, Required Solicitation Information; and

(c) Schedule C, Information Statement Requirements.

(2) The schedules listed in Subsection (1) are available on the department's website, https://insurance.utah.gov.

(3) A solicitation may not be made unless each person solicited is furnished with a written proxy statement containing the information specified in Schedule A.

(4) A solicitation may not be made by any person other than the issuer unless, at least five business days before, or a shorter period authorized by the commissioner, a statement, on behalf of each participant, is filed with the commissioner, in duplicate, containing the information specified by Schedule B.

(5) For any solicitation, a domestic insurer shall file with the commissioner, and transmit to each security holder who is entitled to vote, a written information statement containing the information specified in Schedule C.

Notes

Utah Admin. Code R590-67-4

Adopted by Utah State Bulletin Number 2023-12, effective 6/9/2023