Utah Admin. Code R628-15-9 - Renewal of Application
A.
Certified investment advisers shall apply annually, on or before April 30 of
each year, for certification to be effective July 1 of each year.
B. The application must contain all of the
documents and meet all of the requirements as set forth above with respect to
initial applications.
C. The
application must be accompanied by an annual certification fee as described in
Section
51-7-18.4(2).
D. A Certified investment adviser whose
certification has expired as of June 30 may not function as a Certified
investment adviser until the investment adviser's certification is
renewed.
Notes
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