Utah Admin. Code R628-19-4 - Definitions

Current through Bulletin No. 2021-18, September 15, 2021

(1) The following terms are defined in Section 51-7-3 of the Act, and when used in this rule, have the same meaning as in the Act:
(a) "Certified investment adviser";
(b) "Council":
(c) "Director"; and
(d) "Investment adviser representative".
(2) For purposes of this rule:
(a) "Investment adviser" means either a federal covered adviser as defined in Section 61-1-13 or an investment adviser as defined in Section 61-1-13.


Utah Admin. Code R628-19-4

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