Utah Admin. Code R628-23-4 - Definitions

(1) The following terms are defined in Section 51-7-3 of Title 51, Chapter 7, Utah Money Management Act (the Act), and when used in this rule, have the same meaning as in the Act:

(a) "Certified investment adviser";

(b) "Council":

(c) "Director"; and

(d) "Investment adviser representative".

(2) For purposes of this rule:

"Investment adviser" means either a federal covered adviser as defined in Section 61-1-13 or an investment adviser as defined in Section 61-1-13.

Notes

Utah Admin. Code R628-23-4

Adopted by Utah State Bulletin Number 2024-13, effective 6/21/2024