Utah Admin. Code R966-1-12 - Reporting Securities
(1) Remittance
of securities. Unless otherwise provided, all securities and commodities when
remitted to the State Treasurer shall:
(a) Be
registered as "Treasurer of the State of Utah"; or
(b) Be deposited into a new or existing
securities or commodities account either in the name of "Treasurer of the State
of Utah" or in a nominee account (aka 'street name" account) established by a
vendor acting as a custodian for the administrator; and
(c) Include all dividends, interest,
warrants, or other rights, or associated cash in a check payable to "Treasurer
of the State of Utah" unless otherwise directed by the State
Treasurer.
Notes
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