Wis. Admin. Code Department of Financial Institutions DFI-Sec 11.04 - Credentialing organization continuing education compliance
An IAR who holds a professional designation that qualifies the IAR for an examination waiver under s. DFI-Sec 5.01(4) (d) is in compliance with s. DFI-Sec 11.02 if all of the following are true:
(1) The IAR completes the credits of
continuing education needed as a condition of maintaining the professional
designation during the relevant reporting period.
(2) The credits of continuing education
completed by the IAR during the relevant reporting period are mandatory to
maintain the professional designation.
(3) The educational content provided by the
credentialing organization during the relevant reporting period is approved
content.
Notes
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