Wis. Admin. Code Department of Financial Institutions, DFI-Sec 1-36, ch. DFI-Sec 2 - Registration exemptions and federal covered security notice filings

  1. § DFI-Sec 2.01 - Exempt securities
  2. § DFI-Sec 2.02 - Exempt transactions
  3. § DFI-Sec 2.027 - Exemption for solicitations of interest prior to registration or exemption
  4. § DFI-Sec 2.028 - Wisconsin issuer registration exemption by filing
  5. § DFI-Sec 2.029 - Federal regulation D rule 505 exemption by filing
  6. § DFI-Sec 2.03 - Exemption proceedings
  7. § DFI-Sec 2.04 - Federal covered security notice filings

Notes

Wis. Admin. Code Department of Financial Institutions, DFI-Sec 1-36, ch. DFI-Sec 2

Chapter SEC 2 was renumbered chapter DFI-Sec 2 under s. 13.93(2m) (b) 1, Stats., and corrections made under s. 13.93(2m) (b) 6 and 7., Stats., Register, December, 1996, No. 492.

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