044-66 Wyo. Code R. §§ 66-10 - Qualifications of Insurance Producers for the Sale of Variable Annuities

Any person selling or offering for sale a variable annuity contract shall have a valid license under W.S. § 26-9-206, authorizing the solicitation of variable life and variable annuity products as defined in W.S. § 26-9-207(a)(v), and shall provide verification of required registration by the Financial Industry Regulatory Authority (FINRA) and have successfully completed the Series 6 or Series 7 and Series 63 examinations, or successfully completed the examination for other applicable FINRA licenses.

Notes

044-66 Wyo. Code R. §§ 66-10
Adopted, Eff. 7/25/2016.

State regulations are updated quarterly; we currently have two versions available. Below is a comparison between our most recent version and the prior quarterly release. More comparison features will be added as we have more versions to compare.

No prior version found.