044-8 Wyo. Code R. §§ 8-3 - Interest in Stock of the Insurer
(a) State the
amount of each class of stock of the insurer which you own beneficially,
directly or indirectly.
(b) State
the amount of each class of stock of the insurer which you own of record but
not beneficially.
(c) State with
respect to the stock specified in a. and b. the amounts required within the
past two years, the dates of acquisition and the amounts acquired on each
date.
(d) If any part of the
purchase price or market value of any of the stock specified in paragraph c. is
represented by funds borrowed or otherwise obtained for the purpose of
acquiring or holding such stock, so state and indicate the amount of the
indebtedness as of the latest practicable date. If such funds were borrowed or
obtained otherwise than pursuant to a margin account or bank loan in the
regular course of business of a bank, broker or dealer, briefly describe the
transaction, and state the names of the parties.
(e) State whether or not you are a party to
any contracts, arrangements or understandings with any person with respect to
any stock of the insurer, including but not limited to joint ventures, loan or
option arrangements, puts or calls, guarantees against loss or guarantees of
profits, division of losses or profits, or the giving or withholding of
proxies. If so, name the persons with whom such contracts, arrangements, or
understandings exist and give the details thereof
(f) State the amount of stock of the insurer
owned beneficially, directly or indirectly, by each of your associates and the
name and address of each such associate.
(g) State the amount of each class of stock
of any parent, subsidiary or affiliate of the insurer which you own
beneficially, directly or indirectly.
Notes
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