Garrett BYRNE, as he is the duly elected District Attorney for Suffolk County, City of Boston, Commonwealth of Massachusetts, petitioner, v. Serafim KARALEXIS, James...and Film Distributors, Inc., all of 252 Huntington Avenue, Boston, Massachusetts.
396 U.S. 976 (90 S.Ct. 469, 24 L.Ed.2d 447)
Garrett BYRNE, as he is the duly elected District Attorney for Suffolk County, City of Boston, Commonwealth of Massachusetts, petitioner, v. Serafim KARALEXIS, James Vlanos, Symphony Cinema II, Inc., and Film Distributors, Inc., all of 252 Huntington Avenue, Boston, Massachusetts.
Decided: December 15, 1969
- dissent, DOUGLAS [HTML]
Application for Stay.
The motion for a stay of the temporary injunction issued by the United States District Court for the District of Massachusetts presented to Mr. Justice Brennan, and by him referred to the Court, is granted pending the timely filing and disposition of an appeal.
Should such an appeal not be filed, this stay is to expire automatically. Should such an appeal be timely docketed, this stay is to continue pending the Court's action on the jurisdictional aspect of the case. In the event the appeal is dismissed or the judgment below is summarily affirmed, this stay is to expire automatically. Should the Court note probable jurisdiction of the appeal or postpone further consideration of the question of jurisdiction to the hearing on the merits, this stay is to remain in effect pending the issuance of the judgment of this Court.
Mr. Justice DOUGLAS, dissenting.
Respondents are the owners and operators of a motion picture theatre which has been showing the film, 'I Am Curiour (Yellow).' On June 3, 1969, they were indicted by the Suffolk County Grand Jury for possessing with intent to exhibit an obscene film in violation of Mass.Gen.Laws, c. 272, § 28A. On June 17, 1969, respondents brought an action in the United States District Court for the District of Massachusetts to enjoin future prosecutions for the showing of 'I Am Curious (Yellow)' and to declare that prosecution and the Massachusetts statute unconstitutional. On June 24, 1969, the three-judge District Court enjoined the prosecution on the ground that the indictments did not allege scienter. The indictments were then dismissed, and new indictments were thereafter returned. Respondent's request for a temporary injunction barring the second prosecution was denied by the District Court on July 15, 1969. The court stated that it would not consider a claim that the film was not obscene as an evidentiary matter, but invited the parties to submit briefs on the question whether the Massachusetts statute was unconstitutional on its face.
Respondents were convicted of the state obscenity offense on November 12, 1969. The applicant in this proceeding, the District Attorney for Suffolk County, has not agreed that respondents may exhibit the film pending the appeal of their convictions. On November 19, 1969, applicant moved the District Court to abstain from deciding the constitutionality of the Massachusetts statute, pending the resolution of that issue in the state courts. On November 28, 1969, the District Court, by a 2-1 vote, denied the motion and authorized a temporary injunction enjoining applicant from interfering with respondents as respects future showings of the film, 'I Am Curious (Yellow),' pending a final disposition by the District Court on the merits.
Applicant now requests this Court to stay the temporary injunction which issued by the District Court.
The injunction issued by the District Court does not interfere in any way with the criminal conviction already obtained in the Massachusetts courts. That case will proceed unaffected by anything the federal court does, save for final execution of the state judgment. Dombrowski v. Pfister, 380 U.S. 479, 85 S.Ct. 1116, 14 L.Ed.2d 22, is different. There we did not force petitioners to risk vindication of their constitutional rights in a state prosecution under an 'overly broad' state statute. Id., at 486, 85 S.Ct. 1116. But in this case that risk was faced and resolution of the constitutional issues is being undertaken in the state courts. All that the federal court proposes is protection of respondents against repeated prosecutions, while both the state courts and the federal courts are resolving the constitutional issues. Enjoining one state prosecution, though perhaps permissible under Ex parte Young, 209 U.S. 123, 28 S.Ct. 441, 52 L.Ed. 714, would not be in keeping with more recent decisions. Douglas v. Jeannette, 319 U.S. 157, 63 S.Ct. 877, 87 L.Ed. 1324. But I read the sparse record before us differently from Mr. Justice Stewart and believe that we deal here with threats of repeated prosecutions; and those threats seem to me to be no less ominous to the federal constitutional regime than the threatened harassment of union leaders in Hague v. CIO, 307 U.S. 496, 59 S.Ct. 954, 83 L.Ed. 1423, who were asserting First Amendment rights in explaining the purposes of the new National Labor Relations Act. See the opinion of Mr. Justice Roberts and Mr. Justice Black, id., at 504-506, 59 S.Ct. 954.
There may in time be a collision between the two systems for us to resolve. Meanwhile I would let the two orderly processes go ahead. For I can imagine no better and smoother accommodation of the needs of the two regimes than that designed by the District Court.
Underlying the state case and the federal case is an important First Amendment question. Some people think that 'obscenity' is not protected by the Free Speech and Free Press Clauses of the First Amendment. They believe that both Congress and the States can set up regimes of censorship to weed out 'obscenity' from literature, movies, and other publications so as to rid the press of what they the judges deem to be beyond the pale.
I have consistently dissented from that course but not because, as frequently charged, I relish 'obscenity.' I have dissented before and now because I think the First Amendment bars all kinds of censorship. Ginsberg v. New York, 390 U.S. 629, 650, 88 S.Ct. 1274, 20 L.Ed.2d 195 (Douglas, J., dissenting); Ginzberg v. United States, 383 U.S. 463, 482, 86 S.Ct. 942, 16 L.Ed.2d 31 (Douglas, J., dissenting); Roth v. United States, 354 U.S. 476, 508, 77 S.Ct. 1304, 1 L.Ed.2d 1498 (Douglas, J., dissenting). To impose a regime of censors requires, in my view, a constitutional amendment. 'Obscenity' is no exception. 'Obscenity' certainly was not an established exception to free speech and free press when the Bill of Rights was adopted. See my concurring opinion in Memoirs v. Massachusetts, 383 U.S. 413, 428-433, 86 S.Ct. 975, 16 L.Ed.2d 1. It is a relatively new arrival on the American scene, propelled by dedicated zealots to cleanse all thought.
Prior to the Bill of Rights, state law, when it spoke of freedom of the press, meant only freedom from prior restraint. But an author or publishers could be held accountable for publishing what the state house thought was against 'the public good.' In other words, the First Amendment did not build on existing law; it broke with tradition, set a new standard, and exalted freedom of expression. There is no trace of a suggestion that 'obscenity,' however, defined, was excepted.
That does not mean that 'obscenity' is good or that it should be encouraged. It only means that we cannot be faithful to our constitutional mandate and allow any form or shadow of censorship over speech and press. *
When our rewards go to people for thinking alike, it is no surprise that we become frightened at those who take exception to the current consensus. Then the hue and cry go up for censors; and that is the start of an ominous trend. What can be done to literature under the banner of 'obscenity' can be done to other parts of the spectrum of ideas when party or majoritarian demands mount and propagandists start declaiming the law.
The 'obscenity' issue raises large questions. To what extent may government watch over one's shoulder as he reads? Judge Jerome Frank said in Roth v. Goldman, 2 Cir., 172 F.2d 788, 792:
'I think that no sane man thinks socially dangerous the arousing of normal sexual desires. Consequently, if reading obscene books has merely that consequence, Congress, it would seem, can constitutionally no more suppress such books than it can prevent the mailing of many other objects, such as perfumes, for example, which notoriously produce that result. But the constitutional power to suppress obscene publications might well exist if there were ample reason to believe that reading them conduces to socially harmful sexual conduct on the part of normal human beings. * * * Macaulay, replying to demands for suppression of obscene books, said: 'We find it difficult to believe that in a world so full of temptations as this, any gentleman, whose life would have been virtuous if he had not read Aristophanes and Juvenal, will be made vicious by reading them.' Substitute 'Waggish Tales from the Czech' for 'Aristophanes and Juvenal,' and those remarks become relevant here.'
If 'obscenity' can be carved out of the First Amendment, what other like exceptions can be created? Is 'sacrilege' also beyond the pale? Are utterances or publications made with 'malice' unprotected? How about 'seditious' speech or articles? False, scandalous, and malicious writings or utterances against the Congress or the President 'with intent to defame' or to bring them 'into contempt or disrepute' or to 'excite' against them 'the hatred of the good people' or 'to stir up sedition,' or to 'excite' people to 'resist, oppose or defeat' any law were once made a crime. ( 1 Stat. 596-597.) Now that the First Amendment applies to the States, Stromberg v. California, 283 U.S. 359, 51 S.Ct. 532, 75 L.Ed. 1117; Near v. Minnesota, 283 U.S. 697, 51 S.Ct. 625, 75 L.Ed. 1357, may the States embark on such totalitarian controls over thought or over the press? May Congress do so?
We forget today that under our constitutional system neither Congress nor the States have any power to pass on the value, the propriety, the Americanism, the soundness of any idea or expression. It is that insulation from party or majoritarian control provided by the First Amendmentnot our gross national product or mass production or pesticides or space ships or nuclear arsenalthat distinguishes our society from the other planetary regimes.
Opinion of Mr. Justice BLACK.
I agree completely with Mr. Justice Douglas that state criminal punishment of these respondents for showing an allegedly 'obscene' film is absolutely prohibited by the First and Fourteenth Amendments. That, however, does not end for me the constitutional problems involved. In this case a Federal District Court stepped into the middle of a pending state criminal prosecution, rendered an opinion in effect deciding the fundamental constitutional issue in the state case, and enjoined the initiation of new prosecutions of these defendants or the execution of any sentence imposed on them in the pending state case. One of the fundamental aspects of our federal constitutional system requires that federal courts refrain from interfering in pending state criminal prosecutions except in highly unusual and very limited circumstances. I do not think the facts of this case present an occasion for departure from that general rule. It is for that reason alone that I agree with the Court's decision to stay the injunction issued by the Federal District Court against the State.
Opinion of Mr. Justice STEWART.
Without reaching the First and Fourteenth Amendment issues discussed by Mr. Justice Black and Mr. Justice Douglas, I join the Court's decision to stay the injunction for the reason indicated by Mr. Justice Blacki. e., the general rule that 'requires that federal courts refrain from interfering in pending state criminal prosecutions. * * *' This case does not now present the 'highly unusual and very limited circumstances' that would justify a departure from that rulesuch as would be presented by the threat or actuality of repetitive prosecutions for exhibition of the film in question.
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John Hohenberg recently stated this First Amendment philosophy in a slightly different setting:
'As Aleksandr Solzhenitsyn wrote in bitter response to his removal from the rolls of the Russian Writers' Union late in 1969 following the West's sympathetic reception of two of his novels that he could not have published in his own country: 'It is time to remember that the first thing we belong to is humanity. And humanity is separated from the animal world by thought and speech, and they should naturally be free. If they are fettered, we go back to being animals. Publicity and openness, honest and complete that is the prime condition for the health of every society, and ours too.'
'Wherever freedom is denied, these words will live on.' Saturday Review, December 13, 1969, pp. 70, 72.