12 U.S. Code § 378. Dealers in securities engaging in banking business; individuals or associations engaging in banking business; examinations and reports; penalties
1978—Subsec. (a)(2)(B). Pub. L. 95–369 inserted reference to permission by the United States to engage in such business and subjection by the laws of the United States to examination and regulation.
1968—Subsec. (a)(1). Pub. L. 90–448 inserted “, or issuing securities” in first proviso.
1959—Subsec. (a). Pub. L. 86–230 inserted “and subjected, by the laws of the United States, or of the State, Territory, or District wherein located, to examination and regulation,” after “District,” in cl. (2)(A).
1935—Subsec. (a). Act Aug. 23, 1935, added two provisos to end of par. (1) and amended par. (2) generally.