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Knox v. Service Employees International Union, Local 1000

Issues

Whether a union can use nonunion members’ state-mandated fees to finance political expenditures or ballot measures, despite providing limited information about such uses, and without offering nonmembers any opportunity to object.

 

California nonunion state employees sued their collective bargaining agent, alleging that the imposition of an additional agency fee assessment used to fund political actions without notice or an opportunity to object violated their First, Fifth, and Fourteenth Amendment rights. The district court granted summary judgment in favor of the nonunion employees. On appeal, the Ninth Circuit reversed. The nonunion employees now appeal. The Supreme Court will determine what disclosures unions must provide when imposing additional agency fees on nonmembers, and the extent to which unions can use nonmembers’ wages to fund expenditures without first obtaining consent.

Questions as Framed for the Court by the Parties

1. In Teachers Local No. 1 v. Hudson, this Court held that "[b]asic considerations of fairness, as well as concern for the First-Amendment rights at stake, ... dictate that the potential objectors be given sufficient information to gauge the propriety of the union's [agency] fee" extracted from nonunion public employees. 475 U.S. 292, 306 (1986). May a State, consistent with the First and Fourteenth Amendments, condition employment on the payment of a special union assessment intended solely for political and ideological expenditures without first providing a notice that includes information about that assessment and provides an opportunity to object to its exaction?

2. In Lehnert v. Ferris Faculty Ass'n, this Court held that "the State constitutionally may not compel its employees to subsidize legislative lobbying or other political union activities outside the limited context of contract ratification or implementation." 500 U.S. 507, 522 (1991) (opinion of Blackmun, J.); accord id. at 559 (opinion of Scalia, J.) (concurring as to "the challenged lobbying expenses"). May a State, consistent with the First and Fourteenth Amendments, condition continued public employment on the payment of union agency fees for purposes of financing political expenditures for ballot measures?

California state employees are required to pay fees to Service Employers International Union, Local 1000 (the “Union”) for exclusive representation as their collective bargaining agent. See Knox v. California State Employees Ass’n, Local 1000628 F.3d 1115, 1117 (9th Cir. 2010).

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McCutcheon v. Federal Election Commission

Issues

Do aggregate limits on individual political contributions substantially burden the First Amendment right to freedom of association?

The Federal Election Commission (“FEC”) regulates contributions to political campaigns through base limits, the amount one person can give to a single candidate, and aggregate limits, the total amount an individual can give to any number of candidates or political committees. Shaun McCutcheon, a contributor to various candidates and organizations, sued the FEC in district court alleging that aggregate limits infringe his First Amendment rights to freedom of expression and association. He argues that aggregate limits are no longer necessary to satisfy the legitimate government purpose of preventing circumvention of base limits. He alleges that aggregate limits are overbroad and that the only purpose they serve is to prevent affluent donors from associating themselves with candidates. The FEC argues that aggregate limits prevent donors from circumventing base limits, reduce the appearance of corruption, and prevent any given donor from exercising impermissible influence over a politician. In September 2012, the district court upheld the aggregate limits, finding the limits constitutionally permissible. The Supreme Court will determine the permissible constitutional balance between the exercise of First Amendment rights through political contributions and the government’s interest in regulating campaign finance law. This implicates the boundaries of the First Amendment, and raises questions about campaign finance, the role of individual donors in politics, and the freedom of association.

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Questions as Framed for the Court by the Parties

Federal law imposes two types of limits on individual political contributions. Base limits restrict the amount an individual may contribute to a candidate committee ($2,500 per election), a national-party committee ($30,800 per calendar year), a state, local, and district party committee ($10,000 per calendar year (combined limit)), and a political-action committee ("PAC") ($5,000 per calendar year). 2 U.S.C. 441a(a)(1) (current limits provided). Biennial limits restrict the aggregate amount an individual may contribute biennially as follows: $46,200 to candidate committees; $70,800 to all other committees, of which no more than $46,200 may go to non-national-party committees (e.g., state parties and PACs). 2 U.S.C. 441a(a)(3) (current limits provided) (see Appendix at 20a (text of statute)). Appellants present five questions:

  1. Whether the biennial limit on contributions to non-candidate committees, 2 U.S.C. 441a(a)(3)(B), is unconstitutional for lacking a constitutionally cognizable interest as applied to contributions to national-party committees.
  2. Whether the biennial limits on contributions to non-candidate committees, 2 U.S.C. 441a(a)(3)(B), are unconstitutional facially for lacking a constitutionally cognizable interest.
  3. Whether the biennial limits on contributions to non-candidate committees are unconstitutionally too low, as applied and facially.
  4. Whether the biennial limit on contributions to candidate committees, 2 U.S. C. 441a(a)(3)(A), is unconstitutional for lacking a constitutionally cognizable interest.
  5. Whether the biennial limit on contributions to candidate committees, 2 U.S.C. 441a(a)(3)(A), is unconstitutionally too low.

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Facts

Congress enacted the Federal Election Campaign Act (“FECA”) of 1971 to increase accountability and fairness in political campaigns. See McCutcheon v. FEC, 893 F.Supp 2d 133, 134–35 (D.D.C.

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Ysursa v. Pocatello Education Association

Issues

Whether, under the First Amendment, a state legislature may bar local governments from making payroll deductions to support political activities.

 

In 2003, the Idaho state legislature passed the Voluntary Contributions Act, which prevents state political subdivisions from making payroll deductions for political activities. The Pocatello Education Association and other organizations challenged the constitutionality of the statute, arguing that it impermissibly burdens free speech. The United States Court of Appeals for the Ninth Circuit found the state does not exercise sufficient control of local governments to allow it to regulate speech through its systems. It therefore found the statute unconstitutional. In this case, the Supreme Court will decide whether a state exercises sufficient control over local governments to allow it to regulate speech through their systems. This decision will impact whether the Court evaluates state government regulations of local governments using strict scrutiny or a “reasonableness” standard of review.

Questions as Framed for the Court by the Parties

Does the First Amendment to the United States Constitution prohibit a state legislature from removing the authority of state political subdivisions to make payroll deductions for political activities under a statute that is concededly valid as applied to state government employers?

In 2003, the Idaho state legislature enacted the Voluntary Contributions Act (“VCA”). See Pocatello Educ. Ass'n v. Heideman, 504 F.3d 1053, 1056 (9th Cir.

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Additional Resources

· Legal Information Institute, Wex:  First Amendment

· First Amendment Online (hosted by the University of Minnesota Law School)

· First Amendment Law Prof Blog

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