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This is a list of United States Code sections, Statutes at Large, Public Laws, and Presidential Documents, which provide rulemaking authority for this CFR Part.
This list is taken from the Parallel Table of Authorities and Rules provided by GPO [Government Printing Office].
It is not guaranteed to be accurate or up-to-date, though we do refresh the database weekly. More limitations on accuracy are described at the GPO site.
15 U.S. Code § 78o–4 - Municipal securities
§ 78q - Records and reports
15 U.S. Code § 78q–1 - National system for clearance and settlement of securities transactions
15 U.S. Code § 78q–2 - Automated quotation systems for penny stocks
§ 78r - Liability for misleading statements
§ 78s - Registration, responsibilities, and oversight of self-regulatory organizations
§ 78t - Liability of controlling persons and persons who aid and abet violations
15 U.S. Code § 78t–1 - Liability to contemporaneous traders for insider trading
§ 78u - Investigations and actions
15 U.S. Code § 78u–1 - Civil penalties for insider trading
15 U.S. Code § 78u–2 - Civil remedies in administrative proceedings
15 U.S. Code § 78u–3 - Cease-and-desist proceedings
15 U.S. Code § 78u–4 - Private securities litigation
15 U.S. Code § 78u–5 - Application of safe harbor for forward-looking statements
15 U.S. Code § 78u–6 - Securities whistleblower incentives and protection
15 U.S. Code § 78u–7 - Implementation and transition provisions for whistleblower protection
§ 78v - Hearings by Commission
§ 78w - Rules, regulations, and orders; annual reports