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  1. LII
  2. Electronic Code of Federal Regulations (e-CFR)
  3. Title 12—Banks and Banking
  4. CHAPTER I—COMPTROLLER OF THE CURRENCY, DEPARTMENT OF THE TREASURY
  5. PART 19—RULES OF PRACTICE AND PROCEDURE
  6. Subpart D—Actions Under the Federal Securities Laws

12 CFR Part 19 - Subpart D - Actions Under the Federal Securities Laws

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  1. § 19.120 Exemption hearings under section 12(h) of the Securities Exchange Act of 1934.
  2. § 19.121 Disciplinary proceedings.
  3. § 19.122 Civil money penalty authority under Federal securities laws.
  4. § 19.123 Cease-and-desist authority.

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