12 CFR Part 19 - RULES OF PRACTICE AND PROCEDURE
- Subpart A - Uniform Rules of Practice and Procedure (§§ 19.1 - 19.41)
- Subpart B - Procedural Rules for OCC Adjudications (§§ 19.100 - 19.101)
- Subpart C - Removals, Suspensions, and Prohibitions When a Crime Is Charged or a Conviction is Obtained (§§ 19.110 - 19.113)
- Subpart D - Exemption Hearings Under Section 12(h) of the Securities Exchange Act of 1934 (§§ 19.120 - 19.124)
- Subpart E - Disciplinary Proceedings Involving the Federal Securities Laws (§§ 19.130 - 19.135)
- Subpart F - Civil Money Penalty Authority Under the Securities Laws (§ 19.140)
- Subpart G - Cease-and-Desist Authority Under the Securities Laws (§ 19.150)
- Subpart H - Change in Bank Control (§§ 19.160 - 19.161)
- Subpart I - Discovery Depositions and Subpoenas (§§ 19.170 - 19.171)
- Subpart J - Formal Investigations (§§ 19.180 - 19.184)
- Subpart K - Parties and Representational Practice Before the OCC; Standards of Conduct (§§ 19.190 - 19.201)
- Subpart L - Equal Access to Justice Act (§ 19.210)
- Subpart M - Procedures for Reclassifying a Bank Based on Criteria Other Than Capital (§§ 19.220 - 19.222)
- Subpart N - Order To Dismiss a Director or Senior Executive Officer (§§ 19.230 - 19.231)
- Subpart O - Civil Money Penalty Adjustments (§ 19.240)
- Subpart P - Removal, Suspension, and Debarment of Accountants From Performing Audit Services (§§ 19.241 - 19.246)
Authority:
5 U.S.C. 504, 554-557; 12 U.S.C. 93(b), 93a, 164, 481, 504, 1817, 1818, 1820, 1831m, 1831o, 1832, 1884, 1972, 3102, 3108(a), 3110, 3909, and 4717; 15 U.S.C. 78(h) and (i), 78o-4(c), 78o-5, 78q-1, 78s, 78u, 78u-2, 78u-3, 78w, and 1639e; 28 U.S.C. 2461 note; 31 U.S.C. 330 and 5321; and 42 U.S.C. 4012a.
Source:
56 FR 38028, Aug. 9, 1991, unless otherwise noted.
{'United States Code': [{'Title': '15', 'Section': '78', 'headtext': '', 'cleanpath': '/uscode/text/15/78'}, {'Title': '15', 'Section': '78o-4', 'headtext': ' Municipal securities', 'cleanpath': '/uscode/text/15/78o-4'}, {'Title': '15', 'Section': '78o-5', 'headtext': ' Government securities brokers and dealers', 'cleanpath': '/uscode/text/15/78o-5'}, {'Title': '15', 'Section': '78q-1', 'headtext': ' National system for clearance and settlement of securities transactions', 'cleanpath': '/uscode/text/15/78q-1'}, {'Title': '15', 'Section': '78s', 'headtext': ' Registration, responsibilities, and oversight of self-regulatory organizations', 'cleanpath': '/uscode/text/15/78s'}, {'Title': '15', 'Section': '78u', 'headtext': ' Investigations and actions', 'cleanpath': '/uscode/text/15/78u'}, {'Title': '15', 'Section': '78u-2', 'headtext': ' Civil remedies in administrative proceedings', 'cleanpath': '/uscode/text/15/78u-2'}, {'Title': '15', 'Section': '78u-3', 'headtext': ' Cease-and-desist proceedings', 'cleanpath': '/uscode/text/15/78u-3'}, {'Title': '15', 'Section': '78w', 'headtext': ' Rules, regulations, and orders; annual reports', 'cleanpath': '/uscode/text/15/78w'}, {'Title': '12', 'Section': '93', 'headtext': ' Violation of provisions of chapter', 'cleanpath': '/uscode/text/12/93'}, {'Title': '12', 'Section': '93a', 'headtext': ' Authority to prescribe rules and regulations', 'cleanpath': '/uscode/text/12/93a'}, {'Title': '12', 'Section': '164', 'headtext': ' Penalty for failure to make reports', 'cleanpath': '/uscode/text/12/164'}, {'Title': '31', 'Section': '330', 'headtext': ' Practice before the Department', 'cleanpath': '/uscode/text/31/330'}, {'Title': '12', 'Section': '481', 'headtext': ' Appointment of examiners; examination of member banks, State banks, and trust companies; reports', 'cleanpath': '/uscode/text/12/481'}, {'Title': '5', 'Section': '504', 'headtext': ' Costs and fees of parties', 'cleanpath': '/uscode/text/5/504'}, {'Title': '12', 'Section': '504', 'headtext': ' Civil money penalty', 'cleanpath': '/uscode/text/12/504'}, {'Title': '5', 'Section': '554', 'headtext': ' Adjudications', 'cleanpath': '/uscode/text/5/554'}, {'Title': '5', 'Section': '555', 'headtext': ' Ancillary matters', 'cleanpath': '/uscode/text/5/555'}, {'Title': '5', 'Section': '556', 'headtext': ' Hearings; presiding employees; powers and duties; burden of proof; evidence; record as basis of decision', 'cleanpath': '/uscode/text/5/556'}, {'Title': '5', 'Section': '557', 'headtext': ' Initial decisions; conclusiveness; review by agency; submissions by parties; contents of decisions; record', 'cleanpath': '/uscode/text/5/557'}, {'Title': '15', 'Section': '1639e', 'headtext': ' Appraisal independence requirements', 'cleanpath': '/uscode/text/15/1639e'}, {'Title': '12', 'Section': '1817', 'headtext': ' Assessments', 'cleanpath': '/uscode/text/12/1817'}, {'Title': '12', 'Section': '1818', 'headtext': ' Termination of status as insured depository institution', 'cleanpath': '/uscode/text/12/1818'}, {'Title': '12', 'Section': '1820', 'headtext': ' Administration of Corporation', 'cleanpath': '/uscode/text/12/1820'}, {'Title': '12', 'Section': '1831m', 'headtext': ' Early identification of needed improvements in financial management', 'cleanpath': '/uscode/text/12/1831m'}, {'Title': '12', 'Section': '1831o', 'headtext': ' Prompt corrective action', 'cleanpath': '/uscode/text/12/1831o'}, {'Title': '12', 'Section': '1832', 'headtext': ' Withdrawals by negotiable or transferable instruments for transfers to third parties', 'cleanpath': '/uscode/text/12/1832'}, {'Title': '12', 'Section': '1884', 'headtext': ' Penalties for violations', 'cleanpath': '/uscode/text/12/1884'}, {'Title': '12', 'Section': '1972', 'headtext': ' Certain tying arrangements prohibited; correspondent accounts', 'cleanpath': '/uscode/text/12/1972'}, {'Title': '28', 'Section': '2461', 'headtext': ' Mode of recovery', 'cleanpath': '/uscode/text/28/2461'}, {'Title': '12', 'Section': '3102', 'headtext': ' Establishment of Federal branches and agencies by foreign bank', 'cleanpath': '/uscode/text/12/3102'}, {'Title': '12', 'Section': '3108', 'headtext': ' Regulation and enforcement', 'cleanpath': '/uscode/text/12/3108'}, {'Title': '12', 'Section': '3110', 'headtext': ' Penalties', 'cleanpath': '/uscode/text/12/3110'}, {'Title': '12', 'Section': '3909', 'headtext': ' General authorities', 'cleanpath': '/uscode/text/12/3909'}, {'Title': '42', 'Section': '4012a', 'headtext': ' Flood insurance purchase and compliance requirements and escrow accounts', 'cleanpath': '/uscode/text/42/4012a'}, {'Title': '12', 'Section': '4717', 'headtext': ' Enforcement', 'cleanpath': '/uscode/text/12/4717'}, {'Title': '31', 'Section': '5321', 'headtext': ' Civil penalties', 'cleanpath': '/uscode/text/31/5321'}], 'Statutes at Large': [], 'Public Laws': [], 'Presidential Documents': []}