12 CFR Subpart I - Financial Holding Companies

  1. § 225.81 What is a financial holding company?
  2. § 225.82 How does a bank holding company elect to become a financial holding company?
  3. § 225.83 What are the consequences of failing to continue to meet applicable capital and management requirements?
  4. § 225.84 What are the consequences of failing to maintain a satisfactory or better rating under the Community Reinvestment Act at all insured depository institution subsidiaries?
  5. § 225.85 Is notice to or approval from the Board required prior to engaging in a financial activity?
  6. § 225.86 What activities are permissible for any financial holding company?
  7. § 225.87 Is notice to the Board required after engaging in a financial activity?
  8. § 225.88 How to request the Board to determine that an activity is financial in nature or incidental to a financial activity?
  9. § 225.89 How to request approval to engage in an activity that is complementary to a financial activity?
  10. § 225.90 What are the requirements for a foreign bank to be treated as a financial holding company?
  11. § 225.91 How may a foreign bank elect to be treated as a financial holding company?
  12. § 225.92 How does an election by a foreign bank become effective?
  13. § 225.93 What are the consequences of a foreign bank failing to continue to meet applicable capital and management requirements?
  14. § 225.94 What are the consequences of an insured branch or depository institution failing to maintain a satisfactory or better rating under the Community Reinvestment Act?
  15. Interpretations (§§ 225.101 - 225.145)
    1. § 225.101 Bank holding company's subsidiary banks owning shares of nonbanking companies.
    2. § 225.102 Bank holding company indirectly owning nonbanking company through subsidiaries.
    3. § 225.103 Bank holding company acquiring stock by dividends, stock splits or exercise of rights.
    4. § 225.104 “Services” under section 4(c)(1) of Bank Holding Company Act.
    5. § 225.107 Acquisition of stock in small business investment company.
    6. § 225.109 “Services” under section 4(c)(1) of Bank Holding Company Act.
    7. § 225.111 Limit on investment by bank holding company system in stock of small business investment companies.
    8. § 225.112 Indirect control of small business concern through convertible debentures held by small business investment company.
    9. § 225.113 Services under section 4(a) of Bank Holding Company Act.
    10. § 225.115 Applicability of Bank Service Corporation Act in certain bank holding company situations.
    11. § 225.118 Computer services for customers of subsidiary banks.
    12. § 225.121 Acquisition of Edge corporation affiliate by State member banks of registered bank holding company.
    13. § 225.122 Bank holding company ownership of mortgage companies.
    14. § 225.123 Activities closely related to banking.
    15. § 225.124 Foreign bank holding companies.
    16. § 225.125 Investment adviser activities.
    17. § 225.126 Activities not closely related to banking.
    18. § 225.127 Investment in corporations or projects designed primarily to promote community welfare.
    19. § 225.129 Activities closely related to banking.
    20. § 225.130 Issuance and sale of short-term debt obligations by bank holding companies.
    21. § 225.131 Activities closely related to banking.
    22. § 225.132 Acquisition of assets.
    23. § 225.133 Computation of amount invested in foreign corporations under general consent procedures.
    24. § 225.134 Escrow arrangements involving bank stock resulting in a violation of the Bank Holding Company Act.
    25. § 225.136 Utilization of foreign subsidiaries to sell long-term debt obligations in foreign markets and to transfer the proceeds to their United States parent(s) for domestic purposes.
    26. § 225.137 Acquisitions of shares pursuant to section 4(c)(6) of the Bank Holding Company Act.
    27. § 225.138 Statement of policy concerning divestitures by bank holding companies.
    28. § 225.139 Presumption of continued control under section 2(g)(3) of the Bank Holding Company Act.
    29. § 225.140 Disposition of property acquired in satisfaction of debts previously contracted.
    30. § 225.141 Operations subsidiaries of a bank holding company.
    31. § 225.142 Statement of policy concerning bank holding companies engaging in futures, forward and options contracts on U.S. Government and agency securities and money market instruments.
    32. § 225.143 Policy statement on nonvoting equity investments by bank holding companies.
    33. § 225.145 Limitations established by the Competitive Equality Banking Act of 1987 on the activities and growth of nonbank banks.
Source:
Reg. Y, 66 FR 415, Jan. 3, 2001, unless otherwise noted.