12 CFR Part 341 - REGISTRATION OF SECURITIES TRANSFER AGENTS

Authority:
Secs. 2, 3, 17, 17A and 23(a), Securities Exchange Act of 1934, as amended (15 U.S.C. 78b, 78c, 78q, 78q-1 and 78w(a)).
Source:
47 FR 38106, Aug. 30, 1982, unless otherwise noted.
{'United States Code': [{'Title': '15', 'Section': '78b', 'headtext': ' Necessity for regulation', 'cleanpath': '/uscode/text/15/78b'}, {'Title': '15', 'Section': '78c', 'headtext': ' Definitions and application', 'cleanpath': '/uscode/text/15/78c'}, {'Title': '15', 'Section': '78q', 'headtext': ' Records and reports', 'cleanpath': '/uscode/text/15/78q'}, {'Title': '15', 'Section': '78q-1', 'headtext': ' National system for clearance and settlement of securities transactions', 'cleanpath': '/uscode/text/15/78q-1'}, {'Title': '15', 'Section': '78w', 'headtext': ' Rules, regulations, and orders; annual reports', 'cleanpath': '/uscode/text/15/78w'}, {'Title': '12', 'Section': '1701j-3', 'headtext': ' Preemption of due-on-sale prohibitions', 'cleanpath': '/uscode/text/12/1701j-3'}], 'Statutes at Large': [], 'Public Laws': [], 'Presidential Documents': []}