17 CFR 240.3a12-11 - Exemption from sections 8(a), 14(a), 14(b), and 14(c) for debt securities listed on a national securities exchange.
(b) Debt securities registered pursuant to the provisions of section 12(b) of the Act ( 15 U.S.C. 78l(b)) shall be exempt from sections 14(a), 14(b), and 14(c) of the Act ( 15 U.S.C. 78n(a), (b), and (c)), except that §§ 240.14a-1, 240.14a-2(a), 240.14a-9, 240.14a-13, 240.14b-1, 240.14b-2, 240.14c-1, 240.14c-6 and 240.14c-7 shall continue to apply.
(c) For purposes of this section, debt securities is defined to mean any securities that are not “equity securities” as defined in section 3(a)(11) of the Act ( 15 U.S.C. 78c(a)(11)) and § 240.3a11-1 thereunder.