17 CFR Appendix B to Part 420, Sample Large Position Report

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Appendix B to Part 420 - Sample Large Position Report
Formula for Determining Whether To Submit a Large Position Report
(Report all components as a positive number or zero in millions of dollars at par value)

Title 17 published on 16-Dec-2017 03:45

The following are ALL rules, proposed rules, and notices (chronologically) published in the Federal Register relating to 17 CFR Part 420 after this date.

  • 2014-12-10; vol. 79 # 237 - Wednesday, December 10, 2014
    1. 79 FR 73408 - Government Securities Act Regulations: Large Position Reporting Rules
      GPO FDSys XML | Text
      DEPARTMENT OF THE TREASURY, Office of the Assistant Secretary for Financial Markets
      Final rule.
      The amendments will become effective March 10, 2015.
      17 CFR Part 420