17 CFR Part 420 - LARGE POSITION REPORTING

§ 420.1 Applicability.
§ 420.2 Definitions.
§ 420.3 Reporting.
§ 420.4 Recordkeeping.
§ 420.5 Applicability date.
Appendix A to Part 420 - Separate Reporting Entity
Appendix B to Part 420 - Sample Large Position Report

Authority:

Source:

79 FR 73414, Dec. 10, 2014, unless otherwise noted.

{'United States Code': [{'Title': '15', 'Section': '78o-5', 'headtext': ' Government securities brokers and dealers', 'cleanpath': '/uscode/text/15/78o-5'}], 'Statutes at Large': [], 'Public Laws': [], 'Presidential Documents': []}