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Electronic Code of Federal Regulations (e-CFR)
Title 17. Commodity and Securities Exchanges
Chapter IV. DEPARTMENT OF THE TREASURY
Subchapter A. REGULATIONS UNDER SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934
Part 420. LARGE POSITION REPORTING
17 CFR Part 420 - LARGE POSITION REPORTING
CFR
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§ 420.1 Applicability.
§ 420.2 Definitions.
§ 420.3 Reporting.
§ 420.4 Recordkeeping.
§ 420.5 Applicability date.
Appendix A to Part 420 - Separate Reporting Entity
Appendix B to Part 420 - Sample Large Position Report
Authority:
15 U.S.C. 78o-5(f)
.
Source:
79 FR 73414
, Dec. 10, 2014, unless otherwise noted.