17 CFR Part 420 - LARGE POSITION REPORTING
- § 420.1 — Applicability.
- § 420.2 — Definitions.
- § 420.3 — Reporting.
- § 420.4 — Recordkeeping.
- § 420.5 — Effective Date.
- Appendix A to Part 420 - Separate Reporting Entity
- Appendix B to Part 420 - Sample Large Position Report
Authority:
15
U.S.C. 78o-5(f).
Source:
61 FR 48348, Sept. 12 1996, unless
otherwise noted.
Title 17 published on 2015-04-01.
No entries appear in the Federal Register after this date, for 17 CFR Part 420.