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LII
Electronic Code of Federal Regulations (e-CFR)
Title 17—Commodity and Securities Exchanges
CHAPTER IV—DEPARTMENT OF THE TREASURY
SUBCHAPTER A—REGULATIONS UNDER SECTION 15C OF THE SECURITIES EXCHANGE ACT OF 1934
PART 420—LARGE POSITION REPORTING
17 CFR Part 420 - LARGE POSITION REPORTING
CFR
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§ 420.1 Applicability.
§ 420.2 Definitions.
§ 420.3 Reporting.
§ 420.4 Recordkeeping.
§ 420.5 Applicability date.
Appendix A to Part 420—Separate Reporting Entity
Appendix B to Part 420—Sample Large Position Report
Authority:
15 U.S.C. 78o-5(f)
.
Source:
79 FR 73414
, Dec. 10, 2014, unless otherwise noted.
