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  1. LII
  2. Electronic Code of Federal Regulations (e-CFR)
  3. Title 17—Commodity and Securities Exchanges
  4. CHAPTER I—COMMODITY FUTURES TRADING COMMISSION
  5. PART 171—RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS
  6. Subpart D—Commission Review of Decisions by the National Futures Association In Member Responsibility Actions

17 CFR Part 171 - Subpart D - Commission Review of Decisions by the National Futures Association In Member Responsibility Actions

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  1. § 171.40 Notice of the commencement of a member responsibility action.
  2. § 171.41 Petition for a stay of effective date of a member responsibility action pending a hearing by the National Futures Association.
  3. § 171.42 Notice of a final decision of the National Futures Association in a member responsibility action.
  4. § 171.43 Petition for a stay of the effective date of a final decision of the National Futures Association in a member responsibility action.
  5. § 171.44 Notice of appeal.
  6. § 171.45 General procedures.
  7. § 171.46 Standards of review.

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