17 CFR Chapter I - COMMODITY FUTURES TRADING COMMISSION

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  1. PART 1 - GENERAL REGULATIONS UNDER THE COMMODITY EXCHANGE ACT (§§ 1.1 - 1.75)
  2. PART 2 - OFFICIAL SEAL (§§ 2.1 - 2.4)
  3. PART 3 - REGISTRATION (§§ 3.1 - 3.75)
  4. PART 4 - COMMODITY POOL OPERATORS AND COMMODITY TRADING ADVISORS (§§ 4.1 - 4.41)
  5. PART 5 - OFF-EXCHANGE FOREIGN CURRENCY TRANSACTIONS (§§ 5.1 - 5.25)
  6. PART 7 - REGISTERED ENTITY RULES ALTERED OR SUPPLEMENTED BY THE COMMISSION (§ 7.1)
  7. PART 8 [RESERVED]
  8. PART 9 - RULES RELATING TO REVIEW OF EXCHANGE DISCIPLINARY, ACCESS DENIAL OR OTHER ADVERSE ACTIONS (§§ 9.1 - 9.33)
  9. PART 10 - RULES OF PRACTICE (§§ 10.1 - 10.114)
  10. PART 11 - RULES RELATING TO INVESTIGATIONS (§§ 11.1 - 11.8)
  11. PART 12 - RULES RELATING TO REPARATIONS (§§ 12.1 - 12.408)
  12. PART 13 - PROCEDURES FOR PETITIONS FOR RULEMAKING (§§ 13.1 - 13.2)
  13. PART 14 - RULES RELATING TO SUSPENSION OR DISBARMENT FROM APPEARANCE AND PRACTICE (§§ 14.1 - 14.10)
  14. PART 15 - REPORTS - GENERAL PROVISIONS (§§ 15.00 - 15.06)
  15. PART 16 - REPORTS BY CONTRACT MARKETS AND SWAP EXECUTION FACILITIES (§§ 16.00 - 16.07)
  16. PART 17 - REPORTS BY REPORTING MARKETS, FUTURES COMMISSION MERCHANTS, CLEARING MEMBERS, AND FOREIGN BROKERS (§§ 17.00 - 17.04)
  17. PART 18 - REPORTS BY TRADERS (§§ 18.00 - 18.06)
  18. PART 19 - REPORTS BY PERSONS HOLDING BONA FIDE HEDGE POSITIONS AND BY MERCHANTS AND DEALERS IN COTTON (§§ 19.00 - 19.03-19.10)
  19. PART 20 - LARGE TRADER REPORTING FOR PHYSICAL COMMODITY SWAPS (§§ 20.1 - 20.11)
  20. PART 21 - SPECIAL CALLS (§§ 21.00 - 21.06)
  21. PART 22 - CLEARED SWAPS (§§ 22.1 - 22.17)
  22. PART 23 - SWAP DEALERS AND MAJOR SWAP PARTICIPANTS (§§ 23.1-23.20 - 23.704)
  23. PART 30 - FOREIGN FUTURES AND FOREIGN OPTIONS TRANSACTIONS (§§ 30.1 - 30.13)
  24. PART 31 - LEVERAGE TRANSACTIONS (§§ 31.1-31.2 - 31.29)
  25. PART 32 - REGULATION OF COMMODITY OPTION TRANSACTIONS (§§ 32.1 - 32.5)
  26. PART 33 - REGULATION OF COMMODITY OPTION TRANSACTIONS THAT ARE OPTIONS ON CONTRACTS OF SALE OF A COMMODITY FOR FUTURE DELIVERY (§§ 33.1 - 33.11)
  27. PART 34 - REGULATION OF HYBRID INSTRUMENTS (§§ 34.1 - 34.3)
  28. PART 35 - SWAPS IN AN AGRICULTURAL COMMODITY (AGRICULTURAL SWAPS) (§ 35.1)
  29. PART 36 [RESERVED]
  30. PART 37 - SWAP EXECUTION FACILITIES (§§ 37.1 - 37.1501)
  31. PART 38 - DESIGNATED CONTRACT MARKETS (§§ 38.1 - 38.1201)
  32. PART 39 - DERIVATIVES CLEARING ORGANIZATIONS (§§ 39.1 - 39.42)
  33. PART 40 - PROVISIONS COMMON TO REGISTERED ENTITIES (§§ 40.1 - 40.12)
  34. PART 41 - SECURITY FUTURES PRODUCTS (§§ 41.1 - 41.49)
  35. PART 42 - ANTI-MONEY LAUNDERING, TERRORIST FINANCING (§§ 42.1 - 42.2)
  36. PART 43 - REAL-TIME PUBLIC REPORTING (§§ 43.1 - 43.7)
  37. PART 44 - INTERIM FINAL RULE FOR PRE-ENACTMENT SWAP TRANSACTIONS (§§ 44.00 - 44.03)
  38. PART 45 - SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS (§§ 45.1 - 45.14)
  39. PART 46 - SWAP DATA RECORDKEEPING AND REPORTING REQUIREMENTS: PRE-ENACTMENT AND TRANSITION SWAPS (§§ 46.1 - 46.11)
  40. PART 48 - REGISTRATION OF FOREIGN BOARDS OF TRADE (§§ 48.1 - 48.11)
  41. PART 49 - SWAP DATA REPOSITORIES (§§ 49.1 - 49.27)
  42. PART 50 - CLEARING REQUIREMENT AND RELATED RULES (§§ 50.1 - 50.52)
  43. PART 75 - PROPRIETARY TRADING AND CERTAIN INTERESTS IN AND RELATIONSHIPS WITH COVERED FUNDS (§§ 75.1 - 75.21)
  44. PART 100 - DELIVERY PERIOD REQUIRED (§ 100.1)
  45. PART 140 - ORGANIZATION, FUNCTIONS, AND PROCEDURES OF THE COMMISSION (§§ 140.1 - 140.735-8)
  46. PART 141 - SALARY OFFSET (§§ 141.1 - 141.12)
  47. PART 142 - INDEMNIFICATION OF CFTC EMPLOYEES (§§ 142.1 - 142.2)
  48. PART 143 - COLLECTION OF CLAIMS OWED THE UNITED STATES ARISING FROM ACTIVITIES UNDER THE COMMISSION'S JURISDICTION (§§ 143.1 - 143.10)
  49. PART 144 - PROCEDURES REGARDING THE DISCLOSURE OF INFORMATION AND THE TESTIMONY OF PRESENT OR FORMER OFFICERS AND EMPLOYEES IN RESPONSE TO SUBPOENAS OR OTHER DEMANDS OF A COURT (§§ 144.0 - 144.6)
  50. PART 145 - COMMISSION RECORDS AND INFORMATION (§§ 145.0 - 145.9)
  51. PART 146 - RECORDS MAINTAINED ON INDIVIDUALS (§§ 146.1 - 146.13)
  52. PART 147 - OPEN COMMISSION MEETINGS (§§ 147.1 - 147.10)
  53. PART 148 - IMPLEMENTATION OF THE EQUAL ACCESS TO JUSTICE ACT IN COVERED ADJUDICATORY PROCEEDINGS BEFORE THE COMMISSION (§§ 148.1 - 148.30)
  54. PART 149 - ENFORCEMENT OF NONDISCRIMINATION ON THE BASIS OF HANDICAP IN PROGRAMS OR ACTIVITIES CONDUCTED BY THE COMMODITY FUTURES TRADING COMMISSION (§§ 149.101 - 149.170)
  55. PART 150 - LIMITS ON POSITIONS (§§ 150.1 - 150.6)
  56. PART 151 - POSITION LIMITS FOR FUTURES AND SWAPS (§§ 151.1 - 151.13)
  57. PART 155 - TRADING STANDARDS (§§ 155.1 - 155.10)
  58. PART 156 - BROKER ASSOCIATIONS (§§ 156.1 - 156.4)
  59. PART 160 - PRIVACY OF CONSUMER FINANCIAL INFORMATION UNDER TITLE V OF THE GRAMM-LEACH-BLILEY ACT (§§ 160.1 - 160.30)
  60. PART 162 - PROTECTION OF CONSUMER INFORMATION UNDER THE FAIR CREDIT REPORTING ACT (§§ 162.1 - 162.32)
  61. PART 165 - WHISTLEBLOWER RULES (§§ 165.1 - 165.20)
  62. PART 166 - CUSTOMER PROTECTION RULES (§§ 166.1 - 166.5)
  63. PART 170 - REGISTERED FUTURES ASSOCIATIONS (§§ 170.1 - 170.17)
  64. PART 171 - RULES RELATING TO REVIEW OF NATIONAL FUTURES ASSOCIATION DECISIONS IN DISCIPLINARY, MEMBERSHIP DENIAL, REGISTRATION AND MEMBER RESPONSIBILITY ACTIONS (§§ 171.1 - 171.50)
  65. PART 180 - PROHIBITION AGAINST MANIPULATION (§§ 180.1 - 180.2)
  66. PART 190 - BANKRUPTCY (§§ 190.01 - 190.10)
  67. PARTS 191-199 [RESERVED]