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  1. LII
  2. Electronic Code of Federal Regulations (e-CFR)
  3. Title 17—Commodity and Securities Exchanges
  4. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  5. PART 200—ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS
  6. Subpart C—Canons of Ethics

17 CFR Part 200 - Subpart C - Canons of Ethics

  • CFR
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  1. § 200.50 Authority.
  2. § 200.51 Policy.
  3. § 200.52 Copies of the Canons.
  4. § 200.53 Preamble.
  5. § 200.54 Constitutional obligations.
  6. § 200.55 Statutory obligations.
  7. § 200.56 Personal conduct.
  8. § 200.57 Relationships with other members.
  9. § 200.58 Maintenance of independence.
  10. § 200.59 Relationship with persons subject to regulation.
  11. § 200.60 Qualification to participate in particular matters.
  12. § 200.61 Impressions of influence.
  13. § 200.62 Ex parte communications.
  14. § 200.63 Commission opinions.
  15. § 200.64 Judicial review.
  16. § 200.65 Legislative proposals.
  17. § 200.66 Investigations.
  18. § 200.67 Power to adopt rules.
  19. § 200.68 Promptness.
  20. § 200.69 Conduct toward parties and their counsel.
  21. § 200.70 Business promotions.
  22. § 200.71 Fiduciary relationships.
  23. § 200.72 Supervision of internal organization.
Source:
25 FR 6725, July 15, 1960, unless otherwise noted.

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