17 CFR Part 200 - PART 200—ORGANIZATION; CONDUCT AND ETHICS; AND INFORMATION AND REQUESTS

prev | next
  1. Subpart A—Organization and Program Management (§§ 200.1 - 200.30-19)
  2. Subpart B—Disposition of Commission Business (§§ 200.40 - 200.43)
  3. Subpart C—Canons of Ethics (§§ 200.50 - 200.72)
  4. Subpart D—Information and Requests (§§ 200.80 - 200.83)
  5. Subpart E [Reserved]
  6. Subpart F—Code of Behavior Governing Ex Parte Communications Between Persons Outside the Commission and Decisional Employees (§§ 200.110 - 200.114)
  7. Subpart G—Plan of Organization and Operation Effective During Emergency Conditions (§§ 200.200 - 200.205)
  8. Subpart H—Regulations Pertaining to the Privacy of Individuals and Systems of Records Maintained by the Commission (§§ 200.301 - 200.313)
  9. Subpart I—Regulations Pertaining to Public Observation of Commission Meetings (§§ 200.400 - 200.410)
  10. Subpart J—Classification and Declassification of National Security Information and Material (§§ 200.500 - 200.511)
  11. Subpart K—Regulations Pertaining to the Protection of the Environment (§§ 200.550 - 200.554)
  12. Subpart L—Enforcement of Nondiscrimination on the Basis of Handicap in Programs or Activities Conducted by the Securities and Exchange Commission (§§ 200.601 - 200.671--200.699)
  13. Subpart M—Regulation Concerning Conduct of Members and Employees and Former Members and Employees of the Commission (§§ 200.735-1 - 200.735-18)
  14. Subpart N—Commission Information Collection Requirements Under the Paperwork Reduction Act: OMB Control Numbers (§ 200.800)
Authority:
5 U.S.C. 552, 552a, 552b, and 557; 11 U.S.C. 901 and 1109(a); 15 U.S.C. 77c, 77e, 77f, 77g, 77h, 77j, 77o, 77q, 77s, 77u, 77z–3, 77ggg(a), 77hhh, 77sss, 77uuu, 78b, 78c(b), 78d, 78d–1, 78d–2, 78e, 78f, 78g, 78h, 78i, 78k, 78k–1, 78l, 78m, 78n, 78o, 78o–4, 78q, 78q–1, 78w, 78t–1, 78u, 78w, 78ll(d), 78mm, 78eee, 80a–8, 80a–20, 80a–24, 80a–29, 80a–37, 80a–41, 80a–44(a), 80a–44(b), 80b–3, 80b–4, 80b–5, 80b–9, 80b–10(a), 80b–11, 7202, and 7211 et seq.; 29 U.S.C. 794; 44 U.S.C. 3506 and 3507; Reorganization Plan No. 10 of 1950 (15 U.S.C. 78d nt); sec. 8G, Pub. L. 95–452, 92 Stat. 1101 (5 U.S.C. App.); sec. 913, Pub. L. 111–203, 124 Stat. 1376, 1827; sec. 3(a), Pub. L. 114–185, 130 Stat. 538; E.O. 11222, 30 FR 6469, 3 CFR, 1964–1965 Comp., p. 36; E.O. 12356, 47 FR 14874, 3 CFR, 1982 Comp., p. 166; E.O. 12600, 52 FR 23781, 3 CFR, 1987 Comp., p. 235; Information Security Oversight Office Directive No. 1, 47 FR 27836; and 5 CFR 735.104 and 5 CFR parts 2634 and 2635, unless otherwise noted.
Source:
25 FR 6719, July 15, 1960, unless otherwise noted.
Editorial Note:
Nomenclature changes to part 200 appear at 76 FR 60371, Sept. 29, 2011.