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  1. LII
  2. Electronic Code of Federal Regulations (e-CFR)
  3. Title 17—Commodity and Securities Exchanges
  4. CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
  5. PART 201—RULES OF PRACTICE
  6. Subpart F—Fair Fund and Disgorgement Plans

17 CFR Part 201 - Subpart F - Fair Fund and Disgorgement Plans

  • CFR
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  1. § 201.1100 Creation of Fair Fund.
  2. § 201.1101 Submission of plan of distribution; contents of plan.
  3. § 201.1102 Provisions for payment.
  4. § 201.1103 Notice of proposed plan and opportunity for comment by non-parties.
  5. § 201.1104 Order approving, modifying, or disapproving proposed plan.
  6. § 201.1105 Administration of plan.
  7. § 201.1106 Right to challenge.
Authority:
15 U.S.C. 77h-1, 77s, 77u, 78c(b), 78d-1, 78d-2, 78u-2, 78u-3, 78v, 78w, 80a-9, 80a-37, 80a-39, 80a-40, 80b-3, 80b-11, 80b-12, and 7246.
Source:
69 FR 13180, Mar. 19, 2004, unless otherwise noted.

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