17 CFR Part 201 - RULES OF PRACTICE

Authority:
15 U.S.C. 77f, 77g, 77h, 77h-1, 77j, 77s, 77u, 77sss, 77ttt, 78(c)(b), 78d-1, 78d-2, 78l, 78m, 78n, 78o(d), 78o-3, 78o-10(b)(6), 78s, 78u-2, 78u-3, 78v, 78w, 80a-8, 80a-9, 80a-37, 80a-38, 80a-39, 80a-40, 80a-41, 80a-44, 80b-3, 80b-9, 80b-11, 80b-12, 7202, 7215, and 7217.
Source:
47 FR 610, Jan. 6, 1982, unless otherwise noted.
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annual reports', 'cleanpath': '/uscode/text/15/78w'}, {'Title': '15', 'Section': '78x', 'headtext': ' Public availability of information', 'cleanpath': '/uscode/text/15/78x'}, {'Title': '15', 'Section': '79c', 'headtext': '', 'cleanpath': '/uscode/text/15/79c'}, {'Title': '15', 'Section': '79z-5a', 'headtext': '', 'cleanpath': '/uscode/text/15/79z-5a'}, {'Title': '15', 'Section': '80a-8', 'headtext': ' Registration of investment companies', 'cleanpath': '/uscode/text/15/80a-8'}, {'Title': '15', 'Section': '80a-9', 'headtext': ' Ineligibility of certain affiliated persons and underwriters', 'cleanpath': '/uscode/text/15/80a-9'}, {'Title': '15', 'Section': '80a-37', 'headtext': ' Rules, regulations, and orders', 'cleanpath': '/uscode/text/15/80a-37'}, {'Title': '15', 'Section': '80a-38', 'headtext': ' Procedure for issuance of rules and regulations', 'cleanpath': '/uscode/text/15/80a-38'}, {'Title': '15', 'Section': '80a-39', 'headtext': ' Procedure for issuance of orders', 'cleanpath': '/uscode/text/15/80a-39'}, {'Title': '15', 'Section': '80a-40', 'headtext': ' Hearings by Commission', 'cleanpath': '/uscode/text/15/80a-40'}, {'Title': '15', 'Section': '80a-41', 'headtext': ' Enforcement of subchapter', 'cleanpath': '/uscode/text/15/80a-41'}, {'Title': '15', 'Section': '80a-44', 'headtext': ' Disclosure of information filed with Commission; copies', 'cleanpath': '/uscode/text/15/80a-44'}, {'Title': '15', 'Section': '80b-3', 'headtext': ' Registration of investment advisers', 'cleanpath': '/uscode/text/15/80b-3'}, {'Title': '15', 'Section': '80b-9', 'headtext': ' Enforcement of subchapter', 'cleanpath': '/uscode/text/15/80b-9'}, {'Title': '15', 'Section': '80b-11', 'headtext': ' Rules, regulations, and orders of Commission', 'cleanpath': '/uscode/text/15/80b-11'}, {'Title': '15', 'Section': '80b-12', 'headtext': ' Hearings', 'cleanpath': '/uscode/text/15/80b-12'}, {'Title': '5', 'Section': '504', 'headtext': ' Costs and fees of parties', 'cleanpath': '/uscode/text/5/504'}, {'Title': '28', 'Section': '2461', 'headtext': ' Mode of recovery', 'cleanpath': '/uscode/text/28/2461'}, {'Title': '15', 'Section': '7202', 'headtext': ' Commission rules and enforcement', 'cleanpath': '/uscode/text/15/7202'}, {'Title': '15', 'Section': '7215', 'headtext': ' Investigations and disciplinary proceedings', 'cleanpath': '/uscode/text/15/7215'}, {'Title': '15', 'Section': '7217', 'headtext': ' Commission oversight of the Board', 'cleanpath': '/uscode/text/15/7217'}, {'Title': '15', 'Section': '7246', 'headtext': ' Fair funds for investors', 'cleanpath': '/uscode/text/15/7246'}], 'Statutes at Large': [{'Volume': '124', 'Page': '1376', 'headtext': '124 Stat. 1376', 'cleanpath': 'https://www.law.cornell.edu/rio/citation/124_Stat._1376'}], 'Public Laws': [], 'Presidential Documents': []}