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LII
Electronic Code of Federal Regulations (e-CFR)
Title 17—Commodity and Securities Exchanges
CHAPTER II—SECURITIES AND EXCHANGE COMMISSION
PART 205—STANDARDS OF PROFESSIONAL CONDUCT FOR ATTORNEYS APPEARING AND PRACTICING BEFORE THE COMMISSION IN THE REPRESENTATION OF AN ISSUER
17 CFR Part 205 - PART 205—STANDARDS OF PROFESSIONAL CONDUCT FOR ATTORNEYS APPEARING AND PRACTICING BEFORE THE COMMISSION IN THE REPRESENTATION OF AN ISSUER
CFR
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§ 205.1 Purpose and scope.
§ 205.2 Definitions.
§ 205.3 Issuer as client.
§ 205.4 Responsibilities of supervisory attorneys.
§ 205.5 Responsibilities of a subordinate attorney.
§ 205.6 Sanctions and discipline.
§ 205.7 No private right of action.
Authority:
15
U.S.C.
77s
,
78d–3
,
78w
,
80a–37
,
80a–38
,
80b–11
,
7202
,
7245
, and
7262
.
Source:
68 FR 6320
, Feb. 6, 2003, unless otherwise noted.
